NQF
Measure Applications Partnership
Coordinating Committee
Discussion Guide
Conference call date: February 27, 2015
Conference call dial-in information: (877) 296-0829 for
committee members or (855) 499-0963 for public participants; no conference
ID required
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Agenda
Full Agenda
12:00 pm |
Welcome, Introductions, and Review
of Meeting Objectives |
|
George Isham, MAP Coordinating Committee Co-Chair
Beth McGlynn, MAP Coordinating Committee Co-Chair
|
12:10 pm |
MAP Off-Cycle Review Approach |
|
Rob Saunders, Senior Director, NQF
- HHS has asked MAP to perform an “off-cycle” review
of 4 measures to implement
provisions of the Improving Medicare Post-Acute Care
Transformation Act (IMPACT) Act of 2014.
- As required under NQF’s contract with HHS, off-cycle
reviews are on expedited timelines, with this review
having to occur within a 30 day period.
- The PAC/LTC Workgroup met via web meeting on
February 9 to provide initial recommendations on the
measures under consideration. There was a public
comment period from February 11-19, and the
Coordinating Committee is meeting on February 27 to
review the public comments and finalize MAP’s
recommendations. The final recommendations will be
submitted to HHS on March 6, 2015.
|
12:15 pm |
IMPACT ACT Reporting Requirements |
|
Tara McMullen, CMS
- Currently, patients can receive post-acute care from
four different settings: Skilled nursing facilities
(SNFs), Inpatient rehabilitation facilities (IRFs),
Long-term care hospitals (LTCHs), Home health agencies
(HHAs).
- The IMPACT Act, passed in September 2014, requires
these post-acute care providers to report standardized
patient assessment data as well as data on quality,
resource use, and other measures.
- The IMPACT Act aims to enable CMS to
- compare quality across PAC settings,
- improve hospital and PAC discharge planning, and
- use standardized data to reform PAC payments.
- The standardized quality measures will address
several domains including:
- Functional status and changes in function;
- Skin integrity and changes in skin integrity;
- Medication reconciliation;
- Incidence of major falls; and
- The accurate communication of health information
and care preferences when a patient is transferred.
- The IMPACT Act also requires the implementation of
measures to address resource use and efficiency such as
total Medicare spending per beneficiary, discharge to
community, and risk-adjusted hospitalization rates of
potentially preventable admissions and
readmissions.
|
12:30 pm |
Themes from PAC/LTC Workgroup
Deliberations |
|
Carol Raphael, MAP PAC/LTC Workgroup Chair
Selected Themes from Workgroup
Discussions
- Integration with existing assessments. The
workgroup discussed whether the data for the measures
under consideration will come from the same assessment
instruments in use today or whether they would require
a different assessment instrument. The workgroup urged
to integrate payment and quality instruments as much as
possible.
- Accounting for different types of care. The
workgroup noted that there were some differences in the
type of care provided between the 4 different settings.
For example, a home health nurse may see a patient only
three times a week, and would therefore have fewer
opportunities to observe or control the environment.
This has implications for how to measure the quality of
these types of care.
|
12:45
pm |
Finalize
Recommendations on Off-Cycle Measures |
|
Programs under consideration: IMPACT
Act Programs
|
|
- Percent of Residents/Patients/Persons with
Pressure Ulcers That Are New or Worsened (MUC ID:
E0678)
- Description: This measure captures the
percentage of short-stay residents, patients, and
persons with new or worsening Stage II-IV pressure
ulcers. (Comprehensive
Measure Information)
- Public comments received: 8.Public
commenters were generally supportive of MAP's
recommendation but expressed concerns regarding
the measures ability to adequately and reliably
collect data on pressure ulcers and the quality
of care in home health settings. One commenter
noted the distinction between the level of
pressure ulcer care in a Home Health setting
versus institutionalized care particularly as it
relates to the adequacy of the caregiver.
Commenters also noted the added burden of this
measure on providers and suggested that MAP
consider recommending only one measure in each
category until it is clear how the measure
compares across settings. Moreover, commenters
cautioned that CMS properly risk adjust the
measure for environmental factors as well as add
to the exclusion criteria. Another commenter
highlighted the importance of partnerships with
caregivers as a critical aspect of care
particularly for patients with limited mobility.
Commenters also agreed with CMS' phased approach
for implementation but asked that CMS move
quickly to make the measure specification
publicly available allowing providers time to
identify challenges with data collection prior to
reporting the measure.
- Workgroup Rationale: The measure
addresses an IMPACT domain and a MAP PAC/LTC core
concept. The measure is NQF-endorsed for the SNF,
IRF and LTCH settings (NQF #0678). The measure is
currently in use in the IRF and LTCH quality
reporting programs and the Nursing Home Quality
Initiative. In the 2015 MAP pre-rulemaking cycle,
MAP conditionally supported X3704 Percent of
Residents/Patients/Persons with Pressure Ulcers
That Are New or Worsened for Home Health Quality
Reporting. MAP recommended that the CMS continue
to work to refine the adaption of this measure for
the home health setting to ensure proper risk
adjustment and exclusions.
- Workgroup Recommendation: Support
- Percent of Residents/Patients/Persons
Experiencing One or More Falls with Major Injury
(MUC ID: E0674)
- Description: This measure reports the
percent of patients, residents, and persons who
have experienced one or more falls with major
injury reported in the target period or look-back
period. "Falls that result in a major injury" are
defined as: falls that result in a major injury
such as bone fractures, joint dislocations, closed
head injuries, subdural hematoma, and altered
consciousness, among other major injuries. (Comprehensive
Measure Information)
- Public comments received: 9.
Public commenters agreed with MAP's conditional
support of this measure and echoed the need for
proper risk adjustment for home health setting as
data collection for this population will differ
from other settings because home health patients
will not be under the care and supervision
provided to patients at the other PAC sites.
Overall, commenters noted that this measure is
currently NQF endorsed for use in skilled nursing
facilities and there needs to be reliability and
validity testing across other PAC settings.
Additional comments noted that consistent data
collection and reporting and a clear definition
of a fall with injury is key to this measurement
effort. One Commenter suggested additional focus
on the measurement of all falls and risk of falls
for further measure-based
consideration.
- Workgroup Rationale: The measure
addresses an IMPACT domain and a MAP PAC/LTC core
concept. This measure is curretnly in use in the
Nursing Home Quality Initiative and finalized for
use in the LTCH QRP for the FY 2018 payment
determination and subsequent years. and MAP
conditionally supported this measure pending
proper risk adjustments and attribution for the
home health setting.
- Workgroup Recommendation: Conditional
Support
- All-Cause Readmission measure (MUC ID:
X4210)
- Description: IRF: This measure estimates
the risk-standardized rate of unplanned, all-cause
readmissions for patients discharged from an
inpatient rehabilitation facility (IRF) who were
readmitted to a short-stay - acute-care hospital
or a long-term care hospital (LTCH), within 30
days of an IRF discharge. The measure will be
based on data for 24 months of IRF discharges to
lower levels of care or to the community. SNF:
This measure estimates the risk-standardized rate
of all-cause, unplanned, hospital readmissions for
patients who have been admitted to a Skilled
Nursing Facility (SNF) (Medicare fee-for-service
[FFS] beneficiaries) within 30 days of discharge
from their prior proximal hospitalization. The
prior proximal hospitalization is defined as an
admission to an IPPS, CAH, or a psychiatric
hospital. The measure is based on data for 12
months of SNF admissions. LTCH: This measure
estimates the risk-standardized rate of unplanned,
all-cause readmissions for patients discharged
from a long-term care hospital (LTCH) who were
readmitted to a short stay- acute-care hospital or
a long-term care hospital (LTCH), within 30 days
of an LTCH discharge. The measure will be based on
data for 24 months of LTCH discharges to lower
levels of care or to the community. HH: Percentage
of home health stays in which patients who had an
acute inpatient hospitalization in the 5 days
before the start of their home health stay were
admitted to an acute care hospital during the 30
days following the start of the home health stay.
(Comprehensive
Measure Information)
- Public comments received: 10.
Comments received on this measure were mixed. One
commenter raised a number of concerns with
measure #2510. The commenter raised concerns
about the lack of a standardized assessment tool
across settings. The commenter noted that #2510
captures readmissions that occur both during and
after SNF discharge and felt that this was not
consistent with the intent of the IMPACT Act and
may provide misleading information. The commenter
raised some concerns with the specifications of
the measure including not addressing observation
status admissions, using a predicted actual rate
for the numerator which adjusts based on bed size
and a lack of risk adjustment for illness
severity or functional status. A number of
commenters noted a need to consider risk
adjusting this measure for sociodemographic
factors. Commenters also noted the need to ensure
measures are applicable and appropriately
adjusted for each care setting. One commenter
noted their support of the measure and suggested
consideration of greater alignment with currently
used hospital readmission measures.
- Workgroup Rationale: The measure
addresses an IMPACT domain and a MAP PAC/LTC core
concept. NQF has recently endorsed these
readmission measures for all four settings (IRF
#2502; SNF #2510; LTCH #2512; HH #2380.) Skilled
Nursing Facilities: In the 2015 pre-rulemaking
cycle, MAP supported #2510 for the SNF Value-Based
Purchasing Program. Measure #2510 was also
recently finalized for use in MSSP in the 2015 PFS
rule. The IRFQR, LTCHQR and HHQR programs
currently include an all-cause unplanned
readmission measure. The measures are all
harmonized in the approach to capturing
readmissions.
- Workgroup Recommendation: Support
- Percent of Patients/Residents/Persons with an
admission and discharge functional assessment and a
care plan that addresses function (MUC ID: S2631)
- Description: This quality measure reports
the percentage of residents, patients, and persons
with an admission and discharge functional
assessment and a care plan that addresses
function. (Comprehensive
Measure Information)
- Public comments received: 11.
Public comments were mixed in regard to MAP's
recommendation of conditional support for this
measure. Some public commenters noted that they
would support this measure under certain
conditions as functional status is an important
concept for PAC settings. For example, one
commenter recommended that functional assessments
be performed when patient’s transfer to another
setting (i.e., from LTACH to SNF). Another
commenter supported the functional status
measures for PAC settings with the caveat that
they are risk-adjusted and diagnosis/impairment
group specific with definitive
inclusion/exclusion criteria. Other commenters
did not support the MAP’s recommendation, noting
that this measure needs further development and
testing prior to receiving the MAP conditional
support recommendation. One commenter stated that
there are many questions about whether this
measure is feasible to implement and suitable for
public reporting programs and expressed concern
that this measure is not aligned with
CMS-mandated functional status assessments used
for payment purposes. Another commenter urged CMS
to first develop and share with stakeholders the
common patient assessment tool elements being
considered and required under the IMPACT Act
before proceeding with this measure. One
commenter raised concern that this measure has
never been considered as a measure for other care
settings and given that one of the goals of the
IMPACT Act is to achieve harmonization across
settings particularly for functional status, true
testing and validation for a measure along these
lines in each of the formal post-acute care
settings is key. Lastly, commenters stated that
there are other risk adjusted functional status
outcome measures curretnly going under
endorsement review which could be considered as
better measures for this purpose.
- Workgroup Rationale: The measure
addresses an IMPACT domain and a MAP PAC/LTC core
concept. MAP conditionally supported this measure
pending NQF-endorsement and resolution of concerns
about the use of two different functional status
scales for quality reporting and payment purposes.
MAP reiterated its support for adding measures
addressing function, noting the group's especial
interest in this PAC/LTC core concept.
- Workgroup Recommendation: Conditional
Support
|
1:35 pm |
Opportunity for Public Comment |
|
|
1:45 pm |
Next Steps |
|
Wunmi Isijola, Senior Project Manager, NQF
|
2:00 pm |
Adjourn |
|
|
Appendix A: Measure Information
Measure Index
IMPACT Act Programs
Full Measure Information
Measure Specifications
- NQF Number (if applicable): Includes NQF#'s: 2502, 2510,
2512, 2380
- Description:
- IRF: This measure estimates the risk-standardized rate of
unplanned, all-cause readmissions for patients discharged from an
inpatient rehabilitation facility (IRF) who were readmitted to a
short-stay - acute-care hospital or a long-term care hospital
(LTCH), within 30 days of an IRF discharge. The measure will be
based on data for 24 months of IRF discharges to lower levels of
care or to the community.
- SNF: This measure estimates the risk-standardized rate of
all-cause, unplanned, hospital readmissions for patients who have
been admitted to a Skilled Nursing Facility (SNF) (Medicare
fee-for-service [FFS] beneficiaries) within 30 days of discharge
from their prior proximal hospitalization. The prior proximal
hospitalization is defined as an admission to an IPPS, CAH, or a
psychiatric hospital. The measure is based on data for 12 months
of SNF admissions.
- LTCH: This measure estimates the risk-standardized rate of
unplanned, all-cause readmissions for patients discharged from a
long-term care hospital (LTCH) who were readmitted to a short
stay- acute-care hospital or a long-term care hospital (LTCH),
within 30 days of an LTCH discharge. The measure will be based on
data for 24 months of LTCH discharges to lower levels of care or
to the community.
- HH: Percentage of home health stays in which patients who had
an acute inpatient hospitalization in the 5 days before the start
of their home health stay were admitted to an acute care hospital
during the 30 days following the start of the home health
stay.
- Numerator:
- IRF: The numerator is mathematically related to the number of
patients in the target population who have the event of an
unplanned readmission in the 30-day post-discharge window. The
measure does not have a simple form for the numerator and
denominator—that is, the risk adjustment method used does not
make the observed number of readmissions the numerator and a
predicted number the denominator. Instead, the numerator is the
risk-adjusted estimate of the number of unplanned readmissions
that occurred within 30 days from discharge. This estimate
includes risk adjustment for patient characteristics and a
statistical estimate of the facility effect beyond patient mix.
- SNF: This measure is designed to capture the outcome of
unplanned all-cause hospital readmissions (IPPS or CAH) of SNF
patients occurring within 30 days of discharge from the patient’s
prior proximal acute hospitalization.The numerator is more
specifically defined as the risk-adjusted estimate of the number
of unplanned readmissions that occurred within 30 days from
discharge from the prior proximal acute hospitalization. The
numerator is mathematically related to the number of SNF stays
where there was hospitalization readmission, but the measure does
not have a simple form for the numerator and denominator—that is,
the risk adjustment method used does not make the observed number
of readmissions the numerator and a predicted number the
denominator. The numerator, as defined, includes risk
adjustment for patient characteristics and a statistical estimate
of the facility effect beyond patient mix. Hospital readmissions
that occur after discharge from the SNF stay but within 30 days
of the proximal hospitalization are also included in the
numerator. Readmissions identified using the Planned Readmission
algorithms (see Section S.6) are excluded from the numerator.
This measure does not include observation stays as a readmission
(see Section S.6).
- LTCH: The numerator is mathematically related to the number
of patients in the target population who have the event of an
unplanned readmission in the 30-day post-discharge window. The
measure does not have a simple form for the numerator and
denominator—that is, the risk adjustment method used does not
make the observed number of readmissions the numerator and a
predicted number the denominator. Instead, the numerator is the
risk-adjusted estimate of the number of unplanned readmissions
that occurred within 30 days from discharge. This estimate
includes risk adjustment for patient characteristics and a
statistical estimate of the facility effect beyond patient mix.
- HH: Number of home health stays for patients in the measure
denominator who have a Medicare claim for an admission to an
acute care hospital in the 30 days following the start of the
home health stay.
- Denominator:
- IRF: The denominator is computed with the same model used for
the numerator. It is the model developed using all non-excluded
IRF stays in the national data. For a particular facility the
model is applied to the patient population, but the facility
effect term is 0. In effect, it is the number of readmissions
that would be expected for that patient population at the average
IRF. The measure includes all the IRF stays in the measurement
period that are observed in national Medicare FFS data and do not
fall into an excluded category.
- SNF: The denominator is computed with the same model used for
the numerator. It is the model developed using all non-excluded
SNF stays in the national data. For a particular facility the
model is applied to the patient population, but the facility
effect term is 0. In effect, it is the number of SNF admissions
within 1 day of a prior proximal hospital discharge during a
target year, taking denominator exclusions into account. Prior
proximal hospitalizations are defined as admissions to an IPPS
acute-care hospital, CAH, or psychiatric hospital.
- LTCH: The denominator is computed with the same model used
for the numerator. It is the model developed using all
non-excluded LTCH stays in the national data. For a particular
facility the model is applied to the patient population, but the
facility effect term is 0. In effect, it is the number of
readmissions that would be expected for that patient population
at the average LTCH. The measure includes all the LTCH stays in
the measurement period that are observed in national Medicare FFS
data and do not fall into an excluded category.
- HH: Number of home health stays that begin during the
relevant observation period for patients who had an acute
(short-term) inpatient hospitalization in the five days prior to
the start of the home health stay. A home health stay is a
sequence of home health payment episodes separated from other
home health payment episodes by at least 60 days.
- Exclusions:
- IRF: 1. IRF patients who died during the IRF stay.Rationale:
A post-discharge readmission measure is not relevant for patients
who died during their IRF stay.2. IRF patients less than 18 years
old.Rationale: IRF patients under 18 years old are not included
in the target population for this measure. Pediatric patients are
relatively few and may have different patterns of care from
adults.3. IRF patients who were transferred at the end of a stay
to another IRF or short-term acute care hospital.Rationale:
Patients who were transferred to another IRF or short-term
acute-care hospital are excluded from this measure because the
transfer suggests that either their IRF treatment has not been
completed or that their condition worsened, requiring a transfer
back to the acute care setting. The intent of the measure is to
follow patients deemed well enough to be discharged to a less
intensive care setting (i.e., discharged to less intense levels
of care or to the community).4. Patients who were not
continuously enrolled in Part A FFS Medicare for the 12 months
prior to the IRF stay admission date, and at least 30 days after
IRF stay discharge date.Rationale: The adjustment for certain
comorbid conditions in the measure requires information on
acute inpatient bills for 1 year prior to the IRF admission, and
readmissions must be observable in the observation window
following discharge. Patients without Part A coverage or who are
enrolled in Medicare Advantage plans will not have complete
inpatient claims in the system.5. Patients who did not have a
short-term acute-care stay within 30 days prior to an IRF stay
admission date.Rationale: This measure requires information from
the prior short-term acute-care stay in the elements used for
risk adjustment.6. IRF patients discharged against medical advice
(AMA). Rationale: Patients discharged AMA are excluded because
these patients have not completed their full course of treatment
in the opinion of the facility.7. IRF patients for whom the prior
short-term acute-care stay was for nonsurgical treatment of
cancer.Rationale: Consistent with the HWR Measure, patients
for whom the prior short-term acute-care stay was for nonsurgical
treatment of cancer are excluded because these patients were
identified as following a very different trajectory after
discharge, with a particularly high mortality rate.8. IRF stays
with data that are problematic (e.g., anomalous records for
hospital stays that overlap wholly or in part or are otherwise
erroneous or contradictory).Rationale: This measure requires
accurate information from the IRF stay and prior short-term
acute-care stays in the elements used for risk adjustment.
No-pay IRF stays involving exhaustion of Part A benefits are also
excluded.
- SNF: 1. SNF stays where the patient had one or more
intervening post-acute care (PAC) admissions (inpatient
rehabilitation facility [IRF] or long-term care hospital [LTCH])
which occurred either between the prior proximal hospital
discharge and SNF admission or after the SNF discharge, within
the 30-day risk window. Also excluded are SNF admissions where
the patient had multiple SNF admissions after the prior proximal
hospitalization, within the 30-day risk window.Rationale: For
patients who have IRF or LTCH admissions prior to their first SNF
admission, these patients are starting their SNF admission later
in the 30-day risk window and receiving other additional types of
services as compared to patients admitted directly to the
SNF from the prior proximal hospitalization. They are
clinically different and their risk for readmission is different
than the rest of SNF admissions. Additionally, when patients have
multiple PAC admissions, evaluating quality of care coordination
is confounded and even controversial in terms of attributing
responsibility for a readmission among multiple PAC providers.
Similarly, assigning responsibility for a readmission for
patients who have multiple SNF admissions subsequent to their
prior proximal hospitalization is also controversial.2. SNF stays
with a gap of greater than 1 day between discharge from the
prior proximal hospitalization and the
SNFadmission.Rationale: These patients are starting their SNF
admissions later in the 30-day risk window than patients admitted
directly to the SNF from the prior proximal hospitalization. They
are clinically different and their risk for readmission is
different than the rest of SNF admissions.3. SNF stays where the
patient did not have at least 12 months of FFS Medicare
enrollment prior to the proximal hospital discharge (measured as
enrollment during the month of proximal hospital discharge and
the for 11 months prior to that discharge).Rationale: FFS
Medicare claims are used to identify comorbidities during the
12-month period prior to the proximal hospital discharge for
risk adjustment. Multiple studies have shown that using look
back- scans of a year or more of claims data provide superior
predictive power for outcomes including rehospitalization as
compared to using data from a single hospitalization (e.g.,
Klabunde et al., 2000; Preen et al, 2006; Zhang et al., 1999).4.
SNF stays in which the patient did not have FFS Medicare
enrollment for the entire risk period (measured as enrollment
during the month of proximal hospital discharge and the month
following the month of discharge).Rationale: Readmissions
occurring within the 30-day risk window when the patient does not
have FFS Medicare coverage cannot be detected using claims.5. SNF
stays in which the principal diagnosis for the prior
proximal hospitalization was for the medical treatment of cancer.
Patients with cancer whose principal diagnosis from the prior
proximal hospitalization was for other diagnoses or for surgical
treatment of their cancer remain in the measure.Rationale: These
admissions have a very different mortality and readmission risk
than the rest of the Medicare population, and outcomes for these
admissions do not correlate well with outcomes for other
admissions.6. SNF stays where the patient was discharged from the
SNF against medical advice.Rationale: The SNF was not able to
complete care as needed.7. SNF stays in which the principal
primary diagnosis for the prior proximal hospitalization was for
“rehabilitation care; fitting of prostheses and for the
adjustment of devices”.Rationale: Hospital admissions for these
conditions are not for acute care.
- LTCH: 1. LTCH patients who died during the LTCH
stay.Rationale: A post-discharge readmission measure is not
relevant for patients who died during their LTCH stay.2. LTCH
patients less than 18 years old.Rationale: LTCH patients under 18
years old are not included in the target population for this
measure. Pediatric patients are relatively few and may have
different patterns of care from adults.3. LTCH patients who were
transferred at the end of a stay to another LTCH or short-term
acute-care hospital.Rationale: Patients who were transferred to
another LTCH or short-term acute-care hospital are excluded from
this measure because the transfer suggests that either their
LTCH treatment has not been completed or that their
condition worsened, requiring a transfer back to the acute care
setting. The intent of the measure is to follow patients deemed
well enough to be discharged to a less intensive care setting
(i.e., discharged to less intense levels of care or to the
community).4. Patients who were not continuously enrolled in Part
A FFS Medicare for the 12 months prior to the LTCH stay admission
date, and at least 30 days after LTCH stay discharge
date.Rationale: The adjustment for certain comorbid conditions in
the measure requires information on acute inpatient bills for 1
year prior to the LTCH admission, and readmissions must be
observable in the observation window following discharge.
Patients withoutPart A coverage or who are enrolled in Medicare
Advantage plans will not have complete inpatient claims in the
system. 5. Patients who did not have a short-term acute-care stay
within 30 days prior to an LTCH stay admission date.Rationale:
This measure requires information from the prior short-term
acute-care stay in the elements used for risk adjustment.6. LTCH
patients discharged against medical advice (AMA).Rationale:
Patients discharged AMA are excluded because these patients have
not completed their full course of treatment in the opinion of
the facility.7. LTCH patients for whom the prior short-term
acute-care stay was for nonsurgical treatment of
cancer.Rationale: Consistent with the HWR Measure, patients for
whom the prior short-term acute-care stay was for nonsurgical
treatment of cancer are excluded because these patients were
identified as following a very different trajectory after
discharge, with a particularly high mortality rate.8. LTCH stays
with data that are problematic (e.g., anomalous records for
hospital stays that overlap wholly or in part or are otherwise
erroneous or contradictory).Rationale: This measure requires
accurate information from the LTCH stay and prior short-term
acute-care stays in the elements used for risk adjustment.
No-pay LTCH stays involving exhaustion of Part A benefits are
also excluded.
- HH: First, the measure denominator for the Rehospitalization
During the First 30 Days of Home Health measure excludes the
following home health stays that are also excluded from the
all-patient claims-based NQF 0171 Acute Care Hospitalization
measure: (i) Stays for patients who are not continuously enrolled
in fee-for-service Medicare during the measure numerator window;
(ii) Stays that begin with a Low-Utilization Payment Adjustment
(LUPA). Stays with four or fewer visits to the beneficiary
qualify for LUPAs; (iii) Stays in which the patient is
transferred to another home health agency within a home health
payment episode (60 days); and (iv) Stays in which the patient is
not continuously enrolled in Medicare fee-for-service during
the previous six months.Second, to be consistent with the
Hospital-Wide All-Cause Unplanned Readmission measure (as of
January 2013), the measure denominator excludes stays in which
the hospitalization occurring within 5 days of the start of home
health care is not a qualifying inpatient stay. Hospitalizations
that do not qualify as index hospitalizations include admissions
for the medical treatment of cancer,primary psychiatric disease,
or rehabilitation care, and admissions ending in patient
discharge against medical advice.Third, the measure denominator
excludes stays in which the patient receives treatment in another
setting in the 5 days between hospital discharge and the start of
home health.Finally, stays with missing payment-episode
authorization strings (needed for risk-adjustment) are
excluded.
- HHS NQS Priority: Promoting effective communication and
coordination of care
- HHS Data Source: Claims
- Measure Type: Outcome
- Steward: CMS
- Endorsement Status: Endorsed
Summary of Workgroup Deliberations
- Workgroup Recommendation: Support
- Workgroup Rationale: The measure addresses an IMPACT
domain and a MAP PAC/LTC core concept. NQF has recently endorsed
these readmission measures for all four settings (IRF #2502; SNF
#2510; LTCH #2512; HH #2380.) Skilled Nursing Facilities: In the 2015
pre-rulemaking cycle, MAP supported #2510 for the SNF Value-Based
Purchasing Program. Measure #2510 was also recently finalized for use
in MSSP in the 2015 PFS rule. The IRFQR, LTCHQR and HHQR programs
currently include an all-cause unplanned readmission measure. The
measures are all harmonized in the approach to capturing
readmissions.
- Public comments received: 10
Rationale for measure provided by HHS
Measure Specifications
- NQF Number (if applicable): Identified as submitted
measure NQF#2631
- Description: This quality measure reports the percentage
of residents, patients, and persons with an admission and discharge
functional assessment and a care plan that addresses
function.
- Numerator: The numerator for this quality measure is the
number of patients, residents, and persons with all three of the
following:1. a valid numeric score indicating the patient’s,
resident’s, or person’s status, or a valid code indicating the
activity did not occur or could not be assessed for each of the
functional assessment items on the admission assessment;AND2. a valid
numeric score, which is a discharge goal indicating the patient’s,
resident’s, or person’s expected level of independence for at least
one self-care or mobility item on the admission assessment;AND3. a
valid numeric score indicating the patient’s, resident’s, or
person’s status, or a valid code indicating the activity did not
occur or could not be assessed for each of the functional assessment
items on the discharge assessment.
- Denominator: The denominator for this quality measure is
the number of residents/patients/persons in the target population.
Target PopulationInclusion CriteriaThe population included in this
measure is all patient, resident, or persons including individuals of
allages.
- Exclusions: The following three exclusion criteria apply
to the collection of discharge functional status data:1.
Patients/residents/persons with incomplete stays because of a medical
emergency.2. Patients/residents/persons who leave the setting in
which care is given against medical advice.3. No discharge functional
status data are required if a patient, resident, or person dies while
in the setting in which care is given.
- HHS NQS Priority: Making care safer, Promoting effective
communication and coordination of care
- HHS Data Source: SNF: MDS; Home Health: OASIS; IRF: IRF
PAI; LTCH: CARE
- Measure Type: Process
- Steward: CMS
- Endorsement Status: Not endorsed
Summary of Workgroup Deliberations
- Workgroup Recommendation: Conditional Support
- Workgroup Rationale: The measure addresses an IMPACT
domain and a MAP PAC/LTC core concept. MAP conditionally supported
this measure pending NQF-endorsement and resolution of concerns about
the use of two different functional status scales for quality
reporting and payment purposes. MAP reiterated its support for adding
measures addressing function, noting the group's especial interest in
this PAC/LTC core concept.
- Public comments received: 11
Rationale for measure provided by HHS
Measure Specifications
- NQF Number (if applicable): 0674
- Description: This measure reports the percent of patients,
residents, and persons who have experienced one or more falls with
major injury reported in the target period or look-back period.
"Falls that result in a major injury" are defined as: falls that
result in a major injury such as bone fractures, joint dislocations,
closed head injuries, subdural hematoma, and altered consciousness,
among other major injuries.
- Numerator: Patients/residents/persons with one or more
look-back scan assessments that indicate one or more falls that
resulted in major injury. "Falls with a major injury" are defined as:
falls that result in a major injury such as bone fractures, joint
dislocations, closed head injuries, subdural hematoma, and altered
consciousness, among other major injuries.
- Denominator: All patients/residents/persons with one or
more look-back scan assessments except those with exclusions.
- Exclusions: Resident/patient/person is excluded if one of
the following is true for all of the look-back scan assessments:1.
The occurrence of falls was not assessed, OR2. The assessment
indicates that a fall occurred, and the number of falls with major
injury was not assessed.
- HHS NQS Priority: Making care safer, Promoting effective
communication and coordination of care
- HHS Data Source: SNF: MDS; Home Health: OASIS; IRF: IRF
PAI; LTCH: CARE
- Measure Type: Outcome
- Steward: CMS
- Endorsement Status: Endorsed
Summary of Workgroup Deliberations
- Workgroup Recommendation: Conditional Support
- Workgroup Rationale: The measure addresses an IMPACT
domain and a MAP PAC/LTC core concept. This measure is curretnly in
use in the Nursing Home Quality Initiative and finalized for use in
the LTCH QRP for the FY 2018 payment determination and subsequent
years. and MAP conditionally supported this measure pending proper
risk adjustments and attribution for the home health setting.
- Public comments received: 9
Rationale for measure provided by HHS
Measure Specifications
- NQF Number (if applicable): 0678
- Description: This measure captures the percentage of
short-stay residents, patients, and persons with new or worsening
Stage II-IV pressure ulcers.
- Numerator: Residents, patients, and persons for which a
look-back scan indicates one or more new or worsening Stage II-IV
pressure ulcers (e.g.., discharge and admission
assessment).
- Denominator: All residents, patients, and persons with one
or more assessments that are eligible for a look-back scan, except
those with exclusions.
- Exclusions: Residents, patients, and persons are excluded
if: 1. missing data on new or worsened pressure ulcers, and 2)
expired during stay. Nursing homes, LTCHs and IRFs with denominator
counts of less than 20 residents/patients/persons in the sample will
be excluded from public reporting owing to small sample
size.
- HHS NQS Priority: Making care safer
- HHS Data Source: SNF: MDS; Home Health: OASIS; IRF: IRF
PAI; LTCH: CARE
- Measure Type: Outcome
- Steward: CMS
- Endorsement Status: Endorsed
Summary of Workgroup Deliberations
- Workgroup Recommendation: Support
- Workgroup Rationale: The measure addresses an IMPACT
domain and a MAP PAC/LTC core concept. The measure is NQF-endorsed
for the SNF, IRF and LTCH settings (NQF #0678). The measure is
currently in use in the IRF and LTCH quality reporting programs and
the Nursing Home Quality Initiative. In the 2015 MAP pre-rulemaking
cycle, MAP conditionally supported X3704 Percent of
Residents/Patients/Persons with Pressure Ulcers That Are New or
Worsened for Home Health Quality Reporting. MAP recommended that the
CMS continue to work to refine the adaption of this measure for the
home health setting to ensure proper risk adjustment and exclusions.
- Public comments received: 8
Rationale for measure provided by HHS
Appendix B: Program Summaries
Program Index
Full Program Summaries
Program Type: Through this off-cycle review, CMS has asked MAP
to provide input on four measures under consideration to meet
requirements of the IMPACT Act. While CMS will use the existing quality
reporting programs to gather this data, MAP is asked to consider the
requirements of the IMPACT Act as an overlay to the existing programs.
MAP is asked to provide input on four measures that could be potentially
used across settings to provide standardized quality data.
Incentive Structure: N/A
Program Goals: N/A
Critical Program Objectives: N/A
Program Update: The IMPACT Act is a bipartisan bill passed in
September 2014. Under section 1899 (B) Title XVIII of the Social Security
Act, post-acute care (PAC) providers are now required to report
standardized patient assessment data as well as data on quality, resource
use, and other measures. The IMPACT Act is an important step toward
measurement alignment and shared accountability across the healthcare
continuum, which MAP has emphasized over the past several years.
The IMPACT Act aims to enable CMS to compare quality across PAC
settings, improve hospital and PAC discharge planning, and use
standardized data to reform PAC payments, while ensuring beneficiaries
have access to the most appropriate care. Recognizing that under the
current system patients can receive post-acute care from four different
settings, IMPACT requires standardized patient assessment data that will
enable comparisons across skilled nursing facilities (SNFs), inpatient
rehabilitation facilities (IRFs), long-term care hospitals (LTCHs),
and home health agencies (HHAs).
The standardized quality measures will address several domains
including functional status and changes in function, skin integrity and
changes in skin integrity, medication reconciliation, incidence of major
falls, and the accurate communication of health information and care
preferences when a patient is transferred. The IMPACT Act also requires
the implementation of measures to address resource use and
efficiency such as total Medicare spending per beneficiary, discharge to
community, and risk-adjusted hospitalization rates of potentially
preventable admissions and readmissions.
Program Type: Pay for Reporting, Public Reporting
Incentive Structure: For fiscal year 2014, and each year
thereafter, Long-Term Care Hospital providers (LTCHs) must submit data on
quality measures to the Centers for Medicare & Medicaid Services
(CMS) to receive full annual payment updates; failure to report quality
data will result in a 2 percent reduction in the annual payment
update. The data must be made publicly available, with LTCH
providers having an opportunity to review the data prior to its release.
No date has been specified to begin public reporting of quality
data.
Program Goals: Furnishing extended medical care to individuals
with clinically complex problems (e.g., multiple acute or chronic
conditions needing hospital-level care for relatively extended periods of
greater than 25 days).
Critical Program Objectives: Statutory Requirements
- Measures should align with the National Quality Strategy (NQS),
promote enhanced quality with regard to the priorities most relevant
to LTCHs (such as patient safety, better coordination of care, and
person- and family-centered care).
- The Improving Medicare Post-Acute Care Transformation Act of
2014, a.k.a “IMPACT ACT of 2014” provisions for PAC programs :
- Require post-acute care (PAC) providers to report
standardized patient assessment data, data on quality measures,
and data on resource use and other measures
- Require the data to be interoperable to allow for its
exchange among PAC and other providers to give them access to
longitudinal information so as to facilitate coordinated care and
improve Medicare beneficiary outcomes
- Modify PAC assessment instruments applicable to PAC providers
for the submission of standardized patient assessment data on
such providers and enable assessment data comparison across all
such providers
- Applicable PAC programs are defined as: 1)HHA Quality
Reporting Program; 2) newly required SNF Quality Reporting
Program; 3) IRF Quality Reporting Program; and 4) LTCH Quality
Reporting Program
- Specifies requirements for the creation and reporting of new
quality measures which will be implemented in a staggered time
frame by PAC providers.
- New quality measures will address, at a minimum, the
following domains:
- functional status and changes in function;
- skin integrity and changes in skin integrity;
- medication reconciliation;
- incidence of major falls; and
- accurately communicating health information and care
preferences when a patient is transferred
- Resource use measures will address the following:
- efficiency measures to include total Medicare spending
per beneficiary;
- discharge to community; and
- risk adjusted hospitalization rates of potentially
preventable admissions and readmissions.
- Directs the Secretary to: (1) provide confidential feedback
reports to PAC providers on their performance with respect to
required measures by October 1, 2017 for SNF, IRF, and LTCH and
January 1, 2018 for HHA ; and (2) arrange for public reporting of
PAC provider performance on quality, resource use, and other
measures by October 1, 2018 for SNF, IRF, and LTCH and
January 1, 2019 for HHA.
MAP Previous
Recommendation
- Functional status assessment should cover a broad range of
mobility issues, such as position changes, locomotion, poor mobility,
picking up objects, and chair-to-bed transfers.
- Increased attention should be given to pain, agitation, and
delirium among the ventilated population, as these factors are the
biggest impediments to mobility.
- Add measures to address cost, cognitive status assessment (e.g.,
dementia identification), medication management (e.g., use of
antipsychotic medications), and advance directives.
Program Update:
- Hospital Inpatient Prospective Payment System for Acute Care
Hospitals and the Long-Term Care Hospital Prospective Payment System
FY 2015 Final Rule:
- For the FY 2018 payment determination and subsequent years,
in addition to retaining the previously finalized measures, CMS
adopted three new quality measures:
- Percent of LTCH patients with an admission and discharge
functional assessment and a care plan that addresses function
(conditionally supported by MAP in the 2014 pre-rulemaking
report )
- Functional Outcome Measure: change in mobility among
patients requiring ventilator support (conditionally
supported by MAP in the 2014 pre-rulemaking report)
- Ventilator-Associated Event (supported by MAP in the 2014
pre-rulemaking report)
Program Type: Pay for Reporting, Public Reporting
Incentive Structure: For fiscal year of 2014, and each year
thereafter, Inpatient Rehabilitation Facility providers (IRFs) must
submit data on quality measures to the Centers for Medicare &
Medicaid Services (CMS) to receive annual payment updates. Failure to
report quality data will result in a 2 percent reduction in the annual
increase factor for discharges occurring during that fiscal year.
The data must be made publicly available, with IRF providers having an
opportunity to review the data prior to its release. No date has been
specified to begin public reporting of quality data.
Program Goals: Address the rehabilitation needs of the
individual including improved functional status and achievement of
successful return to the community post-discharge.
Critical Program Objectives: Statutory Requirements
- Measures should align with the National Quality Strategy (NQS),
be relevant to the priorities of IRFs (such as patient safety,
reducing adverse events, better coordination of care, and person- and
family-centered care.
- The Improving Medicare Post-Acute Care Transformation Act of
2014, a.k.a “IMPACT ACT of 2014” provisions for PAC programs :
- Require post-acute care (PAC) providers to report
standardized patient assessment data, data on quality measures,
and data on resource use and other measures
- Require the data to be interoperable to allow for its
exchange among PAC and other providers to give them access to
longitudinal information so as to facilitate coordinated care and
improve Medicare beneficiary outcomes
- Modify PAC assessment instruments applicable to PAC providers
for the submission of standardized patient assessment data on
such providers and enable assessment data comparison across all
such providers
- Applicable PAC programs are defined as: 1)HHA Quality
Reporting Program; 2) newly required SNF Quality Reporting
Program; 3) IRF Quality Reporting Program; and 4) LTCH Quality
Reporting Program
- Specifies requirements for the creation and reporting of new
quality measures which will be implemented in a staggered time
frame by PAC providers.
- New quality measures will address, at a minimum, the
following domains:
- functional status and changes in function;
- skin integrity and changes in skin integrity;
- medication reconciliation;
- incidence of major falls; and
- accurately communicating health information and care
preferences when a patient is transferred
- Resource use measures will address the following:
- efficiency measures to include total Medicare spending
per beneficiary;
- discharge to community; and
- risk adjusted hospitalization rates of potentially
preventable admissions and readmissions.
- Directs the Secretary to: (1) provide confidential feedback
reports to PAC providers on their performance with respect to
required measures by October 1, 2017 for SNF, IRF, and LTCH and
January 1, 2018 for HHA ; and (2) arrange for public reporting of
PAC provider performance on quality, resource use, and other
measures by October 1, 2018 for SNF, IRF, and LTCH and
January 1, 2019 for HHA.
MAP Previous Recommendation
- Program measure set is too limited and could be enhanced by
addressing core measure concepts not currently addressed in the set
such as care coordination, functional status, and medication
reconciliation and the safety issues that have high incidence in
IRFs, such as MRSA, falls, CAUTI, and C. difficile.
Program Update:
- IRF Prospective Payment System for Federal Fiscal Year 2015 final
rule:
- For the FY 2017 adjustments to the IRF PPS annual increase
factor, in addition to retaining the previously finalized
measures, CMS adopted two new quality measures:
- Measure NQF#1717 NHSN Facility-wide Inpatient
Hospital-onset Clostridium difficile Infection (CDI) Outcome
Measure (supported by MAP in the 2014 pre-rulemaking
report)
- Measure NQF #1716 NHSN Facility-wide Inpatient
Hospital-onset Methicillin-resistant Staphylococcus aureus
(MRSA) Bacteremia Outcome Measure (conditionally supported by
MAP in the 2014 pre-rulemaking report)
Program Type: Public Reporting
Incentive Structure: Skilled nursing facilities (SNFs) and
nursing facilities (NFs) are required to be in compliance with the
requirements in 42 CFR Part 483, Subpart B, to receive payment under the
Medicare or Medicaid programs. Part of this requirement includes
completing the Minimum Data Set (MDS), a clinical assessment of all
residents in Medicare- or Medicaid-certified nursing facilities. Quality
measures are reported on the Nursing Home Compare website using a
Five-Star Quality Rating System, which assigns each nursing home a rating
of 1 to 5 stars, with 5 representing highest standard of quality,
and 1 representing the lowest.
Program Goals: The overall goal of NHQI is to improve the
quality of care in nursing homes using CMS’ informational tools. The
objective of these informational tools is to share quality information
with consumers, health care providers, intermediaries and other key
stakeholders to help them make informed decisions about nursing home care
(e.g., Nursing Home Compare, Nursing Home Checklist).
Critical Program Objectives: Statutory Requirements
- The Improving Medicare Post-Acute Care Transformation Act of
2014, a.k.a “IMPACT ACT of 2014” provisions for PAC programs :
- Require post-acute care (PAC) providers to report
standardized patient assessment data, data on quality measures,
and data on resource use and other measures
- Require the data to be interoperable to allow for its
exchange among PAC and other providers to give them access to
longitudinal information so as to facilitate coordinated care and
improve Medicare beneficiary outcomes
- Modify PAC assessment instruments applicable to PAC providers
for the submission of standardized patient assessment data on
such providers and enable assessment data comparison across all
such providers
- Applicable PAC programs are defined as: 1)HHA Quality
Reporting Program; 2) newly required SNF Quality Reporting
Program; 3) IRF Quality Reporting Program; and 4) LTCH Quality
Reporting Program
- Establishes a new “SNF Quality Reporting Program” at the
start of FY 2019 and directs the Secretary to reduce by 2% the
update to the market basket percentage for skilled nursing
facilities which do not report assessment and quality data under
this program.
- Specifies requirements for the creation and reporting of new
quality measures which will be implemented in a staggered time
frame by PAC providers.
- New quality measures will address, at a minimum, the
following domains:
- functional status and changes in function;
- skin integrity and changes in skin integrity;
- medication reconciliation;
- incidence of major falls; and
- accurately communicating health information and care
preferences when a patient is transferred
- Resource use measures will address the following:
- efficiency measures to include total Medicare spending
per beneficiary;
- discharge to community; and
- risk adjusted hospitalization rates of potentially
preventable admissions and readmissions.
- Directs the Secretary to: (1) provide confidential feedback
reports to PAC providers on their performance with respect to
required measures by October 1, 2017 for SNF, IRF, and LTCH and
January 1, 2018 for HHA; and (2) arrange for public reporting of
PAC provider performance on quality, resource use, and other
measures by October 1, 2018 for SNF, IRF, and LTCH and January 1,
2019 for HHA.
- The Protecting Access to Medicare Act of 2014 (PAMA) :
- Directs the Secretary to establish a skilled nursing facility
value-based purchasing (SNF VBP) program under which value-based
incentive payments are made in a fiscal year to skilled nursing
facilities, beginning in fiscal year 2019.
- Readmission measure - Not later than October 1, 2015, the
Secretary shall specify a skilled nursing facility all-cause
all-condition hospital readmission measure (or any successor to
such a measure).
- Resource use measure – Not later than October 1, 2016, the
Secretary shall specify a measure to reflect an all-condition
risk-adjusted potentially preventable hospital readmission rate
for skilled nursing facilities.
- Directs the Secretary to: (1) provide confidential feedback
reports to SNFs on their performance with respect to above
measures, beginning October 1, 2016 and every quarter thereafter;
and (2) establish procedures for making available to the public
by posting on the Nursing Home Compare Medicare website (or a
successor website) information on the performance of SNF with
respect to the above measures beginning not later than October 1,
2017.
MAP Previous Recommendation
- Determine whether (1) there are opportunities to combine the
long-stay and short-stay measures using risk adjustment and/or
stratification to account for patient variations and (2) any of the
measures could be applied to other PAC/LTC programs to align measures
across settings.
- Add measures that assess discharge to the community and the
quality of transition planning.
- Include Nursing Home-CAHPS measures in the program to address
patient experience.
Program Update: None
Program Type: Pay for Reporting, Public Reporting
Incentive Structure: Medicare-certified home health agencies
(HHAs) are required to collect and submit the Outcome and Assessment
Information Set (OASIS). The OASIS is a group of data elements that
represent core items of a comprehensive assessment for an adult home care
patient and form the basis for measuring patient outcomes for purposes of
outcome-based quality improvement. Home health agencies meet their
quality data reporting requirements through the submission of OASIS
assessments and Home Health CAHPS. HHAs that do not submit data will
receive a 2 percentage point reduction in their annual HH market basket
percentage increase. Subsets of the quality measures generated from OASIS
are reported on the Home Health Compare website, which provides
information about the quality of care provided by HHAs throughout the
country.
Program Goals: As home health quality goals, CMS has adopted
the mission of The Institute of Medicine (IOM) which has defined quality
as having the following properties or domains: effectiveness, efficiency,
equity, patient centeredness, safety, and timeliness.
Critical Program Objectives: Statutory Requirements
- Home health is a covered service under the Part A Medicare
benefit. It consists of part-time, medically necessary skilled care
(nursing, physical therapy, occupational therapy, and speech-language
therapy) that is ordered by a physician.
- Two categories of quality measures used in HH QRP are outcome
measures and process measures. There are three types of outcome
measures used including:
- Improvement measures (i.e., measures describing a patient’s
ability to get around, perform activities of daily living, and
general health);
- Measures of potentially avoidable events (i.e., markers for
potential problems in care); and
- Utilization of care measures (i.e., measures describing how
often patients access other health care resources either while
home health care is in progress or after home health care is
completed).
- The Improving Medicare Post-Acute Care Transformation Act of
2014, a.k.a “IMPACT ACT of 2014” provisions for PAC programs :
- Require post-acute care (PAC) providers to report
standardized patient assessment data, data on quality measures,
and data on resource use and other measures
- Require the data to be interoperable to allow for its
exchange among PAC and other providers to give them access to
longitudinal information so as to facilitate coordinated care and
improve Medicare beneficiary outcomes
- Modify PAC assessment instruments applicable to PAC providers
for the submission of standardized patient assessment data on
such providers and enable assessment data comparison across all
such providers
- Applicable PAC programs are defined as: 1)HHA Quality
Reporting Program; 2) newly required SNF Quality Reporting
Program; 3) IRF Quality Reporting Program; and 4) LTCH Quality
Reporting Program
- Specifies requirements for the creation and reporting of new
quality measures which will be implemented in a staggered time
frame by PAC providers.
- New quality measures will address, at a minimum, the
following domains:
- functional status and changes in function;
- skin integrity and changes in skin integrity;
- medication reconciliation;
- incidence of major falls; and
- accurately communicating health information and care
preferences when a patient is transferred
- Resource use measures will address the following:
- efficiency measures to include total Medicare spending
per beneficiary;
- discharge to community; and
- risk adjusted hospitalization rates of potentially
preventable admissions and readmissions.
- Directs the Secretary to: (1) provide confidential feedback
reports to PAC providers on their performance with respect to
required measures by October 1, 2017 for SNF, IRF, and LTCH and
January 1, 2018 for HHA ; and (2) arrange for public reporting of
PAC provider performance on quality, resource use, and other
measures by October 1, 2018 for SNF, IRF, and LTCH and
January 1, 2019 for HHA.
MAP Previous Recommendation
- MAP noted that the large measure set reflects the heterogeneity
of home health population; however, the measure set could be more
parsimonious.
Future Direction of the
Program
- CMS will conduct a thorough analysis of the measure set to
identify priority gap areas, measures that are topped out, and
opportunities to improve the existing measures.
Program Update:
- Updates listed in the CY 2015 Home Health Final Rule:
- Specified the adoption of two claims based measures in the CY
2014 HH PPS final rule and the beginning date of CY 2014 for
reporting. These claims based measures supported by MAP in the
past pre-rulemaking cycle are: (1) Rehospitalization during the
first 30 days of HH; and (2) Emergency Department Use without
Hospital Readmission during the first 30 days of HH. These
measures will be added to HH Compare for public reporting in CY
2015.
- Set a date of October 2014 for removal of the 9 episode
stratified process measures in the CASPER reports. In addition,
five short stay measures which had previously been reported on HH
Compare were recently removed from public reporting and replaced
with non-stratified “all episodes of care” versions of these
measures.
- Finalized a new pay-for-reporting performance requirement for
OASIS reporting. For episodes beginning on or after July
1st, 2015 and before June 30th, 2016, HHAs must score at least 70
percent on the Quality Assessments Only (QAO) metric of
pay-for-reporting performance requirement or be subject to a 2
percentage point reduction to their market basket update for CY
2017.
- Will continue to require HHCAHPS
Index of Public Comments (by Measure and Program)
Full Comments (Listed by Measure)
(Program: IMPACT Act
Programs; MUC ID: E0674) |
- APPLIES TO ALL MEASURES The American Hospital Association (AHA),
on behalf of its nearly 5,000 member hospitals, health systems and
other health care organizations – including more than 3,300
institutionally based or affiliated providers of acute long-term
care, inpatient rehabilitation, hospitals with skilled nursing and
extended care beds, hospital-based or affiliated home health agencies
– appreciates the opportunity to comment on the Measure Applications
Partnership’s (MAP) ad hoc review of four measures that the Centers
for Medicare & Medicaid Services (CMS) intends to implement in
order to meet the requirements of the Improving Medicare Post-Acute
Care Transformation (IMPACT) Act of 2014. The IMPACT Act
requires the quality reporting programs for long-term care hospitals
(LTCHs), inpatient rehabilitation facilities (IRFs), home health (HH)
agencies and skilled nursing facilities (SNFs) to include
“standardized” and “interoperable” measures that address specific
quality and resource use topics. The measures under consideration
(MUC) list submitted to the MAP by CMS addresses four of the eight
required measure topics – patient falls with injury, pressure
ulcers, functional status assessment and readmissions. While the
statute does not provide specific operational definitions of
“standardized” and “interoperable,” we believe the intent is to
promote the use of consistent -- though not necessarily identical
--data definitions across post-acute care providers so that data can
be better used to coordinate care across the continuum. The
AHA applauds CMS for using the MAP process, even though the IMPACT
Act does not obligate the agency to do so. While this ad hoc review
provides a much more limited timeframe to review measures than the
already abridged MAP pre-rulemaking process, the MAP can provide the
agency with important guidance on potential implementation barriers
as well as possible unintended consequences of measurement. The use
of the MAP also can ensure the agency is using measures that address
important priority areas for quality improvement. The AHA
supports the MAP’s recommendation on the falls and pressure ulcer
measures, but urges the MAP to reconsider its recommendations on the
readmission and functional status measures. Moreover, we urge CMS to
provide additional details on how it intends to implement these
measures. We hope this information will be available as soon as
possible, and certainly no later than when CMS formally proposes the
measures. The MUC list provides us with the titles and basic
descriptions of the measures. While this information is helpful for
understanding the general direction of CMS’s efforts to implement the
IMPACT Act, the field will ultimately need much more information on
other crucial implementation details. Indeed, the IMPACT Act requires
that quality measures be collected using various patient assessment
instruments (e.g., the IRF-Patient Assessment Instrument, or
IRF-PAI). We expect that CMS will need to adapt or modify these
instruments so that data are collected in as consistent a fashion as
possible across the post-acute care (PAC) providers. Changes
to the assessment instruments will have a major operational impact
for all post-acute providers. Providing detailed information as early
as possible will allow providers to prepare for and advise CMS on the
feasibility of the changes. We provide brief comments below on each
measure on the MUC list. (Submitted by: American Hospital
Association)
- CHA applauds CMS for engaging the Measures Application
Partnership Post-Acute Care Workgroup and the Coordinating Committee
in this process. CHA feels strongly that, while not mandated by the
IMPACT Act, CMS use of stakeholder workgroups, including but not
limited to the MAP, is critical to gathering input as well as giving
providers an early indication of the agency’s current thinking and
what they may expect going forward. We recognize that the timeline
for implementation is short and that we are on a very accelerated
schedule to meet the requirements for data collection and reporting.
With that said, CMS articulation of a phased approach to
implementation as discussed on the MAP workgroup call is one CHA
strongly supports. In reviewing three of the four measures under
consideration by the workgroup, CHA supports the MAP’s
recommendations summarized in Table 1 below. In general, we agree the
measures address the domains set forth in the IMPACT Act. With some
revisions as specified by the workgroup — in particular the falls
measure for home health — the measures are appropriate for inclusion
into each of the respective quality reporting programs. We ask that
CMS fully consider and evaluate each of the readmissions measures for
appropriate adjustment for socioeconomic status. We believe strongly
all of the readmissions measures should be reviewed by the special
committee of the NQF to determine whether risk adjustment is
needed. In addition, CHA is concerned that CMS has limited time to
make revisions to these measures and release measure specifications
in a timely way that would ensure accurate data collection by
providers. Therefore, we urge CMS to move as quickly as possible in
making information publicly available, so that providers can fully
evaluate the measure specifications prior to data collection and
begin to identify challenges that could be addressed prior to
implementation. Further, a number of changes may also be needed in
electronic medical records to ease data collection. (Submitted by:
California Hospital Association )
- B. Comments on Proposed Falls Measure E0674, Percent of Residents
Experiencing One or More Falls with Major Injury MAP also requested
public comments on E0674, “Percent of Resident Experiencing One or
More Falls with Major Injury.” As indicated on the ad hoc list
measure specification table, this measure is the exact same as NQF
measure #0674, “Percent of Residents Experiencing One or More Falls
with Major Injury (Long Stay),” which was highlighted by CMS in the
FY 2015 IRF PPS rule for future addition to the IRF QRP. While this
measure is already NQF endorsed, it does not and should not
apply to IRFs without further adjustment because it is exclusively
and narrowly focused on “long stay” care episodes in nursing homes.3
Under NQF #0674, a “long stay” is defined as “[a]n episode with
cumulative days in facility (CDIF) greater than or equal to 101 days
as of the end of the target period.” The average length of stay in an
IRF is around 14 days, far short of the 101 day marker that is used
in this measure. As such, we suggest that MAP carefully review the
details of this measure to ensure they are appropriately
tailored to the institutional and episodic characteristics of IRF
care and IRF patients. (Submitted by: HealthSouth)
- Yes, under certain conditions: We agree with MAPs conditional
support of this measure and echo the need for proper risk adjustment.
Recognizing the difficulty in measuring all falls and the potential
that any fall represents a risk to the patient and not only those
that happened as a result of a major injury, additional focus on the
measurement of all falls and risk of falls versus measurement of a
major injury resulting from a major fall is offered for further
measure-based consideration. (Submitted by: America's Health
Insurance Plans)
- This measure has been endorsed only for use with the SNF
population. It has not been endorsed for any other post-acute care
site (HH, LTCH, and IRF), and its reliability and validity within
each of these additional post-acute care sites have not been
evaluated. Although CMS may be using this measure within the LTCH
QRP, a prior MAP committee recommended that this measure undergo
further development, stating, “[The] measure should be specified and
tested for the LTCH setting.” As noted during the committee
discussion, data collection for the home health population will
differ from data collection in other settings because home health
patients will not be under the care and supervision provided to
patients at the other PAC sites. UDSMR appreciated the committee’s
recommendation of conditional support, which noted the potential need
for additional risk adjustment within the home health population.
UDSMR believes that the NQF should recommend conditional support
within each of the additional PAC sites. Fall rates should be risk
adjusted by setting and analysis of patients by impairment should
also be considered. In addition if the reliability and validity of
the data within each of the PAC sites are not evaluated, we are
concerned that this measure will increase the burden of data
collection without positively affecting the quality of care.
(Submitted by: Uniform Data Systemn for Medical
Rehabiliation)
- AMGA: Recommend including all falls (not limiting to “falls
resulting in major injury”). (Submitted by: AMGA)
- This measure is currently endorsed by NQF for use only in skilled
nursing facilities. Currently in home health agencies there is an
adverse event measure that is “emergent care for injury caused by a
fall”. As an adverse event measure it is not endorsed by NQF and is
not publicly reported. VNAA supports the direction of this measure
across all post-acute providers. As with all measures there needs to
be reliability and validity testing across all providers. Key to this
would be a way to consistently report the data with clear
definitions of what constitutes a fall with injury and a way to
collect this data that would support consistent reporting in each
setting. In home health care there needs to be adequate risk
adjustment due to the nature of home care where a large majority of
falls are not witnessed and agencies personnel are not present to
prevent the fall. Risk adjustment would need to include issues such
as support in the home. As all falls are not preventable, it would be
important to distinguish between preventable as well as a clear
definition of a major injury. (Submitted by: VNAA)
- 3. NQF 0674) Percent of Residents/Patients/ Persons Experiencing
One or More Falls with Major Injury. This measure was designed for
use in the SNF setting and relies on MDS data. While AHCA is pleased
that a SNF measure is under consideration for use as a cross setting
measure to comply with IMPACT act of 2014, does endorsement of this
measure mean that the MDS items used to construct this measure will
be incorporated into the other PAC assessment tools? Until CMS
decides on the standardized assessment to be used across the four
settings, proposing to use an existing measure that relies on
specifications from one of the PAC assessment tools (i.e., MDS) does
not make sense. Also, this measure is not risk adjusted. Falls and
injurious falls in particular have been shown to be different based
on patient’s characteristics. Also, CMS has shown that the patient
acuity that can impact the risk of falls with injury across the PAC
settings differs. These differences in acuity would suggest that such
a measure must be risk adjusted. This is why the IMPACT Act calls for
risk adjustment of outcome measures: “(B) RISK
ADJUSTMENT.—Such quality measures shall be risk adjusted, as
determined appropriate by the Secretary.” This measure is an outcome
measure; however, it is not risk adjusted. (Submitted by: American
Health Care Association)
- The Alliance supports the use of a measure that addresses falls,
but has several concerns about the use of this measure. This measure
is currently endorsed by NQF for use only in skilled nursing
facilities. It is not endorsed by NQF for use in home health
agencies, nor is it endorsed for inpatient rehabilitation facilities
and long-term care hospitals. Although there is a measure related to
falls that is reported to individual home health providers, it is a
different measure and it is not endorsed by NQF. It is not publicly
reported. Moreover, home health care is community-based, not
facility-based care. If there is a fall, those falls are often not
witnessed by a home health care professional. The question is whether
it is possible for use of this measure to be comparable across
post-acute care settings when in home health care there usually is
nobody present to witness and document the fall. The Alliance is
therefore concerned about the reliability of the data collection for
this measure as it applies to home health care. Currently there is no
uniform data collection method in home health care for falls. Some
organizations use an incident reporting system, while others
have nurses/therapists ask about falls on every visit. For this
measure to be meaningful across settings we need standardization, or
at the very least appropriate adjustment that takes into
consideration the very different nature of home health in comparison
to the facility-based settings. There also needs to be some
recognition and distinction in assessment between/among falls. Our
understanding is that MDS assessments distinguish between falls that
result in major versus minor injuries. OASIS does not at present make
distinctions. It is actually impossible to prevent falls
completely. This measure does indicate that this is limited to falls
with “major injury,” but any assessment instrument will need to be
specific about asking questions that will enable distinctions between
major and minor injuries. The definitions of major versus minor
injury should be standard across post-acute care setting assessment
instruments. Furthermore, there will also be issues with
interpretation of the measure and what steps should be taken based on
a provider’s performance against the measure. Given the importance of
falls as a public health issue, consideration should be given to
these questions of interpretation prior to putting any falls
measure in place. The Alliance recommends use of this measure only in
the context of traditional Medicare. (Submitted
by: Alliance for Home Health Quality and
Innovation)
(Program: IMPACT Act Programs;
MUC ID: E0678) |
- The AHA agrees with the MAP’s recommendation to support E0678.
This measure assesses the percentage of patients with new or
worsening pressure ulcers between state II and IV. The measure was
originally designed for use in nursing homes. It is also used in both
the IRF and LTCH quality reporting programs. Therefore, we appreciate
that CMS intends to use a measure that is already known to and
reported by most of the affected providers. However, we agree with
the MAP’s recommendation to carefully assess the suitability of the
existing measure specifications for home health agencies. We
concur that the topic of pressure ulcers is likely to be important in
assessing the quality of home health care, but we are concerned that
the measures, as specified, may not be accurately and reliably
collectable in the Home Health environment. (Submitted by: American
Hospital Association)
- CHA applauds CMS for engaging the Measures Application
Partnership Post-Acute Care Workgroup and the Coordinating Committee
in this process. CHA feels strongly that, while not mandated by the
IMPACT Act, CMS use of stakeholder workgroups, including but not
limited to the MAP, is critical to gathering input as well as giving
providers an early indication of the agency’s current thinking and
what they may expect going forward. We recognize that the timeline
for implementation is short and that we are on a very accelerated
schedule to meet the requirements for data collection and reporting.
With that said, CMS articulation of a phased approach to
implementation as discussed on the MAP workgroup call is one CHA
strongly supports. In reviewing three of the four measures under
consideration by the workgroup, CHA supports the MAP’s
recommendations summarized in Table 1 below. In general, we agree the
measures address the domains set forth in the IMPACT Act. With some
revisions as specified by the workgroup — in particular the falls
measure for home health — the measures are appropriate for inclusion
into each of the respective quality reporting programs. We ask that
CMS fully consider and evaluate each of the readmissions measures for
appropriate adjustment for socioeconomic status. We believe strongly
all of the readmissions measures should be reviewed by the special
committee of the NQF to determine whether risk adjustment is
needed. In addition, CHA is concerned that CMS has limited time to
make revisions to these measures and release measure specifications
in a timely way that would ensure accurate data collection by
providers. Therefore, we urge CMS to move as quickly as possible in
making information publicly available, so that providers can fully
evaluate the measure specifications prior to data collection and
begin to identify challenges that could be addressed prior to
implementation. Further, a number of changes may also be needed in
electronic medical records to ease data collection. (Submitted by:
California Hospital Association )
- Yes, under certain conditions: We support this measure while
suggesting the consideration of additional risk adjustment and
exclusions for conditions such as pressure ulcers with slough or
eschar and or otherwise unavoidable pressure ulcers as defined by the
National Pressure Ulcer Advisory Panel. (Submitted by: America's
Health Insurance Plans)
- Although UDSMR appreciates that data is already being collected
for this measure within the SNF, IRF, and LTCH QRPs, the data
collection efforts for this measure required the additional
collection of roughly thirty new fields that were added to the
various PAC assessment tools. This has increased the burden of data
collection within PAC sites, creating additional costs for
administrative requirements instead of improving patient care and
quality. Furthermore, using IRF-PAI discharge data from the UDSMR
database from October 2014 to the present, only 1% of IRF Medicare
patients would be identified as having a pressure ulcer that was new
or had worsened during their IRF stay. The maximum facility-level
value did not exceed 5%. We question whether the added burden of
collecting this data is necessary when assessing the ability to
affect the quality of care on such a small population of patients.
(Submitted by: Uniform Data System for Medical
Rehabilitation)
- The IMPACT Act requires CMS for FY 2017 (October 1, 2016) to
collect specific quality information in each of three settings. Those
settings are Skilled Nursing Facilities (SNFs), Inpatient
Rehabilitation Facilities (IRFs) and Long Term Acute Care Hospitals
(LTCHs). Home Health providers do not need to begin reporting data
for IMPACT purposes until Oct. 1, 2017 (FY 2018). For purposes of
IMPACT for FY 2017, LTCHs and SNFs must report on skin integrity; and
LTCHs, IRFS and SNFs must all report on functional status, major
falls with injuries, resource use and transfer of health information
and preferences. Because working out the details of how data
will be collected in comparable ways across all four settings is
complicated, the FAH recommends that MAP consider recommending only
one measure in each category until it is clear how the measures will
work and how data will be collected and compared across settings.
(Submitted by: Federation of American Hospitals)
- While CMS is currently using this measure to collect data from
home health agencies, it is not currently publicly reported. A
critical issue is whether the data is reliable and accurate. There
are significant issues regarding the accurate documentation of the
etiology &/staging of ulcers. As mentioned in prior comments,
VNAA has concerns about this measure for several reasons: In home
health, caring for patients with pressures ulcers is different than
institutional settings. First patients are not seen 24 hours a day as
they are in other post-acute institutional settings but usually
several times a week depending on the level of care needed.
Important factors in preventing the decline in or presence of a wound
would be the availability of a willing and able caregiver.
Partnerships with caregivers is a critical aspect to care of the
patient in the home but this is most important with patients who are
bedbound or patients with limited mobility who have pressure ulcers.
These partnerships are a key factor in the ability to care for these
patients in a home care setting. Preventing decline is most
successful when patients receive optimum nutrition. This factor
cannot be as easily controlled in home care settings as it is in SNF,
ITCH and IRB settings. Additionally, referring physicians do not
always identify the underlying etiology of the wound resulting in
treatment that is not appropriate. Also staging of the wound may not
be correct at admission so patients may have wounds that are at a
higher stage at discharge, not because they worsen but because they
were not correctly identified as the appropriate stage at admission.
Referring physicians are not always knowledgeable about the correct
diagnosis and staging of chronic wounds. Adequate risk-adjustment for
wound care is important and should include factors that take into
account the availability and willingness of a caregiver, patient
current mobility and socio-economic status are critical. Patient
comorbidities especially the presence of Diabetes are critical
factors in whether patient’s wound deteriorates and need to part of a
risk adjustment formula as well. These factors affect the ability for
home health to prevent decline or presence of a new wound. There are
certain patients who may be deconditioned or pre-hospice who may be
at risk for developing wounds or having a wound that
deteriorated. We also want to assure that patients who are
transferred to a Hospice are included in the exclusion criteria.
(Submitted by: VNAA)
- 1. (NQF 0768) Percent of Residents/Patients/ Persons with
Pressure Ulcers That Are New or Worsened. This measure is a SNF
specific measure that relies on MDS items. While AHCA is pleased that
a SNF measure is under consideration for use as a cross setting
measure to comply with IMPACT Act of 2014, does the inclusion of this
measure as a cross setting measure indicate that the MDS pressure
ulcer assessment will be incorporated into the OASIS and IRF PIA?
Without knowing the assessment tool to be used, it is nearly
impossible to comment on the adequacy of this proposed measure as a
cross setting measure to comply with the IMPACT Act of 2014. Until
CMS decides on the standardized assessment to be used across the
four PAC settings, proposing to use an existing measure that
relies on specifications from one of the PAC assessment tools (i.e.,
MDS) but not the others does not make sense. It is also not clear why
CMS is abandoning the CARE tool that contains a pressure ulcer
assessment component that took years to develop and was shown to be a
reliable and valid cross setting assessment tool. This proposed
measure also does not include any risk adjustment other than to
exclude individuals who die. A pressure ulcer measure must be risk
adjusted, particularly if used across settings that have been shown
by CMS to take care of different acuity patients. This is why the
IMPACT Act calls for risk adjustment of outcome measures: “(B) RISK
ADJUSTMENT.—Such quality measures shall be risk adjusted, as
determined appropriate by the Secretary.” This measure is an outcome
measure yet is not risk adjusted. (Submitted by: American Health Care
Association )
- While CMS is currently using this
measure to collect data from home health agencies, it is not
currently publicly reported. A critical issue is whether the data
is reliable and accurate. There may be significant issues regarding
the accurate documentation/staging of ulcers. While the
Wound, Ostomy and Continence Nursing Society (WOCN) criteria are
useful for documentation and staging in home health care, it is
unclear whether the same criteria are used by the other post-acute
care settings. It is important to note also that there is
variability in application of the WOCN criteria. The way the WOCN
criteria are applied is very dependent on the training of the home
health professional. In addition, as the Alliance commented
to the NQF when the measure originally went through the
endorsement process, there are certain patients with conditions
that simply make improvement with wounds impossible. For example,
patients with immune system deficiencies and patients who may be
pre-hospice are very unlikely to see improvements related to
pressure ulcers. It is therefore impossible for this number to be
zero. The Alliance recommends recognition of this issue in the
context of this measure. In addition, it is important to note that
this measure does not reflect steps that might be taken to
improve how wounds are addressed in transitions of care. We
recognize that this measure is not meant to address this issue, but
developing measures to support would care in the context of care
transitions may also be worthwhile. The Alliance recommends use of
this measure only in the context of traditional Medicare.
(Submitted by: Alliance for Home Health Quality and
Innovation)
(Program: IMPACT Act Programs; MUC
ID: S2631) |
- The proposed measure assesses the percentage of patients who have
functional status assessments completed at both admission and
discharge and who have a care plan that addresses function. In
general, functional status measures assess the extent to which
patients regain the ability to perform activities (or “functions”)
essential to daily living. The measure would be collected using a
modified version of the Continuity Assessment Record and Evaluation
(CARE) data set. At the times of admission and discharge, trained
clinicians would be required to numerically score the level of
independence that patients demonstrate on several assessment items,
including self-care, mobility, cognition, communication and bladder
continence. Additionally, clinicians would be required to record a
numerical functional goal score at admission for at least one of the
assessment items. The measure was initially developed as part of the
Post-Acute Care Payment Reform Demonstration (PAC-PRD) project, and
CMS continued to fund the development of the measure after the
conclusion of the project. While we agree that functional status is
an important measurement topic for post-acute care providers, the AHA
does not agree with the MAP’s recommendation to conditionally support
S2601. There are many questions about whether this measure is
feasible to implement and suitable for public reporting programs.
Most importantly, as discussed by the committee, we are very
concerned that this measure is not aligned with CMS-mandated
functional status assessments used for payment purposes.
Specifically, CMS requires that IRFs complete the functional status
assessment in the IRF-PAI instrument to receive payment under the IRF
prospective payment system (IRF PPS). Asking providers to
collect functional status information in two different ways will
introduce not only confusion among IRFs reporting measure data, but
also an unintended misalignment between IRF quality improvement
efforts and reimbursement. As currently designed, the CARE tool and
IRF-PAI use different “rating scales” to assess patient function.
That is, the CARE tool rates patient function using six levels, while
the IRF-PAI uses seven levels. The IRF staff collecting assessment
information may inadvertently conflate the two scales, leading to the
reporting of inaccurate data into both assessment instruments.
Moreover, available evidence suggests there is ample room to
improve the reliability of this measure. The AHA raised these
concerns to CMS when commenting on its 2014 proposal to add this
measure to the FY 2018 LTCH quality reporting program, and we are
disappointed that the agency appears to be committed to a measure
with such known and substantial reliability issues. Evidence from the
August 2012 final report on the development of the CARE tool
indicates there is significant room to improve the reliability of the
measures when used in LTCHs. One gauge of reliability is “inter-rater
reliability,” which assesses whether two people collecting the
same measure obtain the same measure results. This test of
reliability is especially appropriate for the functional status
measures because it relies on data collection by multiple clinicians.
The level of agreement between the raters can be quantified using a
Kappa statistic that a result between 0 and 1; the higher the Kappa
statistic, the better the agreement between raters. The 2012 CARE
tool final report indicates that “LTCHs appear to have slightly lower
rates of items than other settings.” Additionally, several specific
self-care and mobility items have Kappa statistics that
categorize inter-rater reliability as only fair (Kappas of between
0.21 and 0.40) or moderate (0.41 to 0.60). These items include eating
(0.446), oral hygiene (0.331), toilet hygiene (0.339), lower body
dressing (0.447), sit to stand (0.551), and chair/bed to chair
transfers (0.556). We also note that these testing results are based
on an ineffective sample size of only 46 LTCH patient records. These
levels of reliability are insufficient for a national quality
reporting program. Fair or moderate reliability may be acceptable for
exploratory studies or internal improvement efforts. However, CMS
would implement these measures on a national scale across most
post-acute care providers. In addition, the collection and
reporting of these measures would require substantial resources. In
order for such an investment of resources to return value to
providers seeking to benchmark their quality improvement efforts, and
to consumers seeking to understand the quality of care in LTCHs, it
is essential that the measure yield accurate results. The available
evidence suggests these measures, as currently constructed, fall well
short of that standard. Instead of conditionally supporting the
implementation of a functional status measure with known flaws,
the MAP could instead recommend that CMS use a more gradual approach
to measuring functional status. The statute does not require that CMS
assess all of the functional status areas assessed by this measure.
Thus, the agency could focus on attempting to standardize the
collection of data on one or two functional areas before expanding to
a more comprehensive set of topics. This would allow CMS time to
ensure reliable data collection, and would result in less burden and
disruption to providers. REFERENCES 1.See RTI International,
The Development and Testing of the Continuity Assessment Record and
Evaluation (CARE) Item Set: Final Report. August 2012. All three
volumes of the report are available at
http://www.cms.gov/Medicare/Quality-Initiatives-Patient-Assessment-Instruments/Post-Acute-Care-Quality-Initiatives/CARE-Item-Set-and-B-CARE.html.
2.See RTI International, The Development and Testing of the
Continuity Assessment Record and Evaluation (CARE) Item Set: Final
Report on Reliability Testing, Volume 2 of 3. August 2012. Referenced
numbers are on the table on pp. 45-46. (Submitted by: American
Hospital Association)
- CHA does not support the MAP’s recommendation for conditional
support for percent of patients/residents/persons with an admission
and discharge functional assessment and a care plan that addresses
function. We believe this measure needs further development and
testing prior to receiving the MAP conditional support
recommendation. Moreover, CHA urges CMS to first develop and share
with stakeholders the common patient assessment tool elements being
considered and required under the IMPACT Act before proceeding with
this measure. We wish to support many of the MAP workgroup member
comments concerned with completing data collection for this measure
at a time when the common patient assessment elements have not
yet been finalized, which we anticipate would require an
alternative data collection method to meet the measure’s
requirements. CHA shares the workgroup’s concerns that having two
sets of data collection on function — one for quality and one for
payment purposes — will likely call into question the validity and
reliability of both data sets. CHA urges CMS to perform additional
testing of providers in collecting both sets of data elements to
understand the potential challenges in ensuring reliable and
meaningful data collection. Taking a phased approach, first testing
data collection in the patient assessment tool and then moving to
using that data for the measure under consideration, is an approach
CHA would support. We ask CMS to fully consider and evaluate the
administrative burden this measure would cause and to delay it until
a later date. Our comments are informed by the experience of several
of our member facilities that served as pilot sites for the
PAC-PRD. The need to complete and manage dual, but different data
presents significant operational challenges and ultimately undermines
the accuracy of data collection. Clinicians will need to be familiar
with and apply different rules, definitions and metrics, when
completing patient assessment, depending on whether they are
compleitng existing data sets for planning and payment purposes, or
the newly implemented quality measures. Providers will be required to
spend significant time and resources in providing training and
oversight to ensure that each data set is completed accurately.
Record keeping and reporting will also be complicated as electronic
medical records will be challenged to accomodate dual processes for
recording similar clinical information. Implementation of parallel
and differing quality measures with existing patient assessment tools
will result in greater cost to providers, and a decrease in the
quality and accuarcy of the data collected. We believe this weill
lead into inaccurate data leading to misleading information
regarding the quality of care provided. (Submitted by: California
Hospital Association )
- A. Comments on Proposed Measure S2637, Percent of
Patients/Residents with an Admission and Discharge Functional
Assessment and a Care Plan that Addresses Function 1. FIM® Scores
Should Satisfy the S2637Meausure for IRFs We generally agree that
comparing post-acute providers on their ability to generate
improvement in patient functionality between admission and discharge
is a useful method of measuring the comparative effectiveness of
different types of post-acute care. Data from the “FIM”® tool, which
is already used by all IRFs, satisfies the technical requirements of
proposed measure S2637 and thus should meet the requirements of the
measure. FIM® is a data collection instrument developed by the
Uniform Data System for Medical Rehabilitation (“UDSMR”) and has been
in use by all IRFs for over two decades. A FIM® score measures
a patient’s functional status upon admission, and again at
discharge, thereby allowing an objective calculation of the
functional improvement made by the patient during his/her IRF stay.
Since the proposed ad hoc measure S2637 seeks to measure this same
information, FIM® data would meet the technical specifications of the
proposed ad hoc measure. Additionally, FIM® data are already reported
to CMS and are utilized for payment purposes in categorizing patients
into specific case mix groups (“CMGs”) under the IRF PPS. With FIM®
already in place as a widely accepted and validated mechanism to
collect data on patients’ functional capabilities at admission and
discharge, there is no need for a different or additional data
collection mechanism(s). The FIM® tool is also available to CMS free
of charge and has been offered to NQF for perpetual use, royalty
free. Many IRFs have built the FIM® tool directly into their record
and payment systems and maintain a significant amount of historical
data which directly affect rehabilitation programs and patient care.
UDSMR describes the legitimacy of the FIM® Instrument further: “[t]he
construct validity of the FIM® Instrument has been tested with Rasch
models, which have shown that the FIM® Instrument measures two
unidimensional domains of motor and cognitive function. Perhaps the
most important test of the validity of a measure is the extent to
which it predicts outcomes in medical rehabilitation. This form of
validity is often referred to as predictive validity, and it
represents how well a scale predicts criterion scores. A wide variety
of studies have shown the FIM® Instrument to be predictive of a
patient’s need for assistance.”2 Because FIM® already meets all the
technical specifications of S2637 and because it is already reported,
we respectfully urge that: 1) MAP adopts FIM® as the IRF standard
for proposed ad hoc measure S2637; 2) MAP not recommend that
IRFs implement a different patient functional assessment instrument
in lieu of FIM®; and, 3) MAP not recommend that IRFs implement an
additional functional assessment alongside FIM®, such as the CARE
Tool. Requiring clinicians to report additional functional measures
alongside FIM® would create two seemingly similar yet fundamentally
different rating scales for measuring patients’ function. This would
cause confusion among IRF caregivers and clinicians and would require
significant clinician education and training that could easily
require years to fully complete. For example, the CARE Tool item
set has only six levels of function, one level less than the existing
FIM® functional measure. This one-level difference makes the proposed
CARE functional measure less differentiated and therefore less
capable of measuring and expressing a patient’s precise functional
status. Having two patient measures of function for each patient
would be overly confusing and burdensome, and could easily send
conflicting information and signals to patients who are trying to
understand how to meet specific functional goals. Experts in
both FIM® and CARE would acknowledge that there is no formula for
converting one score to an equivalent score on the other scale, so
keeping dual measurements would be tremendously burdensome. In
addition, trying to manage dual systems would be fraught with human
error as caregivers would either try to master two detailed and
rigorous scoring systems or resort to inherently inaccurate
work-around techniques in an effort to fulfill competing
requirements. Accordingly, we recommend utilizing the FIM® data that
IRFs already report to CMS in order to fulfill the requirements of
measure S2637. (Submitted by: HealthSouth)
- NASL is an organization representing providers and suppliers of
ancillary services in the long term and post-acute care setting
including rehabilitation therapy providers and information technology
developers. NASL recommends use of the CARE item set for Functional
Mobility and for Self Care since these items were standardized across
settings which specifically meets the requirements of the IMPACT Act.
We wish to point out that there are varying items and timeframes for
each assessment tool used in the post-acute settings referred
to in the IMPACT Act. The MDS data, in addition to using the ‘rule
of 3’s, is gathered across 7 calendar days, the IRF-PAI is gathered
across 3 calendar days, and the OASIS is used on the very first
visit, taking approximately 2 hours. All of these are established
processes for use in post-acute care. NASL requests any quality
measure application utilize established tools and in these tools the
same standardized item set be embedded. NASL believes that the
following conditions must be met in order for this process measure to
be fully feasible and supportable throughout the 4 settings of
post-acute care: 1. It is essential to assure clinically
appropriate care to all Medicare beneficiaries throughout post-acute
care. Professional best practice requires the most appropriate
assessment to meet the patient needs. To determine the functional
needs and the clinical justification for care, a standard item set
should be used in all post-acute care venues. The item set would then
allow for the assessment to be clinically appropriate to that
patient. 2. NASL also believes that provider burden should not be
increased by the use of a standardized set of assessment items. By
integrating the same item set in each of the established post-acute
care assessments, timely and complete assessment information would
be feasible. 3. Currently, providers must report functional
limitation for their Part B patients using the G Code submission
process. This statutorily mandated reporting utilizes assessments
that do not consist of a standardized item set. Any use of this data
for quality monitoring, payment model changes or other is extremely
challenged when the data cannot be used due to varying scales and
inconsistent assessment items. For example, G codes are reported for
Mobility (defined as G8978, Mobility: walking & moving
around functional limitation, current status, at therapy episode
outset and at reporting intervals). Therapists collect this
information. However, a therapist can use any assessment tool and
then convert this tool to the ‘modifier’ scale to report a score for
this item. Because a multitude of assessment tools can be utilized,
we are unable to use the data to compare from one post-acute care
setting to another. Therefore, we do not support the current G-code
process for use in meeting this quality measure under consideration.
4. We question how the numerator is calculated in the formula for
risk adjustment. It is not clear whether the 3 factors in the
numerator are given equal weight. Also, if one or more of the three
factors is not reported or cannot be reported beyond the control of
the provider, it is unknown how will the measure be adjusted or risk
adjusted. NQF is currently reviewing two risk adjusted functional
status measures: change in self-care (NQF #2613) and change in
mobility (NQF #2612) that are based on CMS’s CARE item set. NASL and
the American Health Care Association (AHCA) jointly sponsored the
development of these measures and each has actively supported the
IMPACT Act. Our two organizations have actively participated in the
development of the CARE item set and support its use and
adoption by our respective members as a means for standardized
assessment of our patients. As a result of these efforts, NASL member
software companies that support therapy services in SNFs are
incorporating these measures into their software. We believe these
two risk adjusted outcome measures under consideration by NQF would
be the preferred measures for the MAP to consider rather than the
proposed process measure. We believe that these two measures must be
considered as they were developed to meet the intent and purpose of
the IMPACT Act of 2014. However, neither of these measures is
included in this list for discussion and review. (Submitted by:
National Association for the Support of Long Term Care)
- The proposed measure is currently being reviewed by the Person-
and Family-Centered Care Standing Committee for LTCHs and has not
been endorsed at this time. Considerations for this measure have been
subject to numerous procedural changes within NQF, allowing for
reconsideration and revoting. UDSMR shares the committee’s concerns
about including “plan of care” data elements when only a discharge
goal for one data element is mentioned, not an actual care plan.
They, too, are concerned about the availability of evidence that a
plan of care is related to outcomes. What is being measured—the
quality of the physician’s documentation skills or selection of a
goal, or the quality of the care provided? The proposed measure would
require HH providers, IRFs, and SNFs to collect an additional
twenty-two data elements and would place an extreme burden on care
providers. Furthermore, the proposed quality data elements of
self-care and mobility are measured on a rating scale of 1 to 6,
whereas the similar (but not interchangeable) items currently
collected by IRFs for the IRF-PAI for payment use a scale of 1 to 7.
The resulting confusion will likely compromise the integrity of both
quality and payment data sets. UDSMR appreciates that conditional
support has been recommended for this measure pending
“resolution of concerns about the use of two different functional
status scales for quality reporting and payment purposes.” As if the
variation in rating scales were not enough, this measure (2631) is
being considered for use in the Medicare quality program even though
its inclusion criteria covers all LTCH patients, including patients
of all ages and all payer sources. Furthermore, the Person and Family
Centered Care Committee is currently reviewing for the IRF population
self-care and mobility items (measures 2633, 2634, 2635, and
2636) that feature a great deal of overlap yet are not collected in a
consistent fashion. The inclusion criteria for these elements cover
only Medicare patients who are twenty-one years old or older. UDSMR
recommends that CMS revise this measure to allow each PAC site to
utilize the functional status tools that are already in place without
increasing the data collection burden, thereby eliminating any
potential effects on payment or quality. CMS can then meet the
requirements of this proposed process measure—assessing the
patient’s functional status at admission and discharge and providing
a completed “care plan” that addresses function—while at the same
time being parsimonious in its implementation. (Submitted by: Uniform
Data System for Medical Rehabilitation)
- UDSMR is concerned that the notice to the MAP Post-Acute
Care/Long-Term Care Workgroup and materials for this meeting were
provided only two business days prior to the scheduled PAC/LTAC
Workgroup discussion. We question whether each of the voting
workgroup members had sufficient time to review all the materials and
the details for each measure that was considered. Without adequate
review of these materials, we are concerned that the consideration
and voting process for each of these measures is not meeting the
standards required by NQF for endorsed quality measures. In addition,
several of the proposed measures are being considered for multiple
sites of care, and it was noted that certain measures were supported
by the MAP committees at varying levels of support within each
site. On slide 20 and 25, measures that were listed as “support
direction,” indicating that they received support for their intent
but required additional development in order to receive full support
and/or NQF endorsement. We recommend that measures be fully endorsed
before being implemented into the PAC QRP. (Submitted by: Uniform
Data System for Medical Rehabilitation)
- AMGA - Also recommends one scale. We also recommend that
functional assessments be performed when patient’s transfer to
another setting (i.e., from LTACH to SNF). This is especially true
for when a patient converts from skilled to long term care. Often if
the patient stays in the same facility, this is not performed as
technically it is not a discharge (Submitted by: AMGA)
- ARN supports these indicators with the caveat that they are
risk-adjusted and diagnosis/impairment group specific with definitive
inclusion/exclusion criteria. (Submitted by: Association of
Rehabilitation Nurses)
- AMRPA agrees with the conditional support of this measure. While
we acknowledge improving the function of the patients we treat is
central to the mission of inpatient rehabilitation hospitals and
units (IRH/Us), this measure is not ready for implementation at this
time. This measure has been under consideration for use in CMS
quality reporting programs by both the Measure Applications
Partnership and the Person and Family-Centered Care workgroups
convened by NQF. Participants in these workgroups have raised
numerous concerns about the measure including that it would require
the use of two different assessment tools on the part of providers.
Specifically, IRH/Us use the Inpatient Rehabilitation Facility
Patient Assessment Instrument for payment purposes which includes
items that assess function. This measure, which would be used for
quality reporting purposes, is part of the CARE Tool. To require
providers to complete two functional assessment items is burdensome
and could lead to confusion within the provider community. The
measures are quite similar and depending on the measures selected may
measure duplicate tasks, this could lead to decreased reliability of
both functional tools. If the CARE Tool, in whole or in part, were
to be implemented at a later date it would require extensive
training for providers. In addition, it is not clear how one would
determine if the functional score is associated with a care plan.
Would chart audits take place? The measure needs to include a
mechanism to ensure the functional score is in fact tied to the care
plan. As a result, we have serious concerns about moving forward with
this measure without these issues being resolved. (Submitted by:
American Medical Rehabilitation Providers Association)
- The Alliance supports a cross-setting measure on functional
status. This measure, however, has not yet gone through the
endorsement process. Further, CMS is only seeking endorsement for use
of this measure in long-term care hospitals (LTCH). Endorsement is
not being pursued for home health care, skilled nursing facilities or
inpatient rehabilitation facilities. We are concerned that this
measure has never been considered as a measure for other care
settings. Given that one of the goals of the IMPACT Act is to achieve
harmonization across settings particularly for functional status,
true testing and validation for a measure along these lines in each
of the formal post-acute care settings is key. Moreover, as proposed,
this measure entails collecting data on functional assessment
and links to a care plan goal, but there is no data available to
date on if, how or whether this is feasible and how reliable the data
would be. Although common sense suggests that functional assessment
is related to outcomes, there is no data on whether this particular
measure is actually related to the quality of care (because there is
no data that links this measure to outcomes). There is therefore no
data on whether this particular measure can meaningfully identify
differences among LTCH providers, nor is there data to suggest
differences among different types of post-acute care providers. We
understand that members of the NQF Person and Family Centered
Care Committee raised very serious and significant issues and
concerns about this measure. The Alliance strongly recommends that
these issues be addressed and that further testing and validation be
performed for all of the post-acute care settings before CMS pursues
use of this measure further. Moreover, for any measure created
related to function, a standardized functional assessment with the
same elements needs to be used in all of the post-acute care
settings. CMS should look to advancements in measurement of function
that can demonstrate change in functional status and preferably
avoid self-reporting. It is also not clear in this measure what
steps would be considered acceptable to ensure that the care plan
addresses functional needs. This measure has not yet been tested in
any setting (neither LTCH, nor any other post-acute care setting) and
it is premature for use as a cross-cutting measure for purposes of
IMPACT Act implementation. The Alliance recommends that CMS pilot
using the measure among all four settings and bring forward data on
usability/feasibility, reliability, and impact on outcomes.
This testing should be done and data should be presented before
completing the NQF endorsement process. The Alliance would recommend
use of this measure only in the context of traditional Medicare.
(Submitted by: Alliance for Home Health Quality and
Innovation)
- 2. (Under NQF review) Percent of Patients/Residents/ Persons with
an admission and discharge functional assessment and a care plan that
addresses function. AHCA disagrees with the inclusion of this
measure. It is a process measure. The IMPACT Act of 2014 emphasizes
outcomes and specifically states “functional status” as the measure
for this domain. This measure does not assess functional status. We
are also not aware of any evidence other than expert opinion that
shows this process measure linked with improved outcomes. NQF is
currently reviewing two risk adjusted outcome measures that would
be better measures for the MAP to consider than the proposed process
measure. Both are based on the CARE tool: change in mobility (NQF
#2612) and change in self-care (NQF #2613) The measure (NQF #2612)
calculates a skilled nursing facility’s (SNFs) average change in
mobility between admission and discharge for all residents admitted
to a SNF from a hospital or another post-acute care setting for
therapy (i.e., PT or OT) regardless of payor status. This is a risk
adjusted outcome measure, based on the mobility subscale of the
Continuity Assessment and Record Evaluation (CARE) Tool and
information from the admission MDS 3.0 assessment. The measure is
calculated on a rolling 12 month, average updated quarterly. The
measure (NQF #2613) calculates a skilled nursing facility’s (SNFs)
average change in self-care score between admission and discharge for
all residents admitted to a SNF from a hospital or another post-acute
care setting for therapy (i.e., PT or OT) regardless of payor status.
This is a risk adjusted outcome measure, based on the self-care
subscale of the Continuity Assessment and Record Evaluation (CARE)
Tool and information from the admission MDS 3.0 assessment. The
measure is calculated on a rolling 12 month, average updated
quarterly. American Health Care Association (AHCA) and National
Association of the Support of Long Term Care (NASL) who jointly
sponsored the development of these measures have actively supported
the IMPACT Act. They also participated in the development of the CARE
Tool and support its use and adoption by their respective members as
a means for standardized assessment of our patients. As a result of
these efforts, software companies that support therapy services in
SNFs have already incorporated the CARE Tool into their
software and are working to incorporate this quality measure into
their software. This has resulted in 48 organizations representing
1,016 SNFs adopting the use of the CARE tool. To date, they have
completed CARE Tool assessments on over 48,971 of patients. Also, the
IMPACT Act “shall require PAC providers to submit to the Secretary,
under the applicable reporting provisions and through the use of PAC
assessment instruments, the standardized patient assessment data.”
The ACT goes onto say “the Secretary shall require such reporting by
a PAC provider of quality measures under paragraph (1) through the
use of a PAC assessment instrument and shall modify such PAC
assessment instrument as necessary to enable the use of such
instrument with respect to such quality measures.” Does this mean
that the data in this proposed measure will be added to all of the
current PAC provider assessment instruments (MDS, IRF-PIA or OASIS)?
Does approval of this measure equate to the new assessment instrument
for use in PAC settings? Is this information necessary and helpful to
patient care and improved outcomes? It is not clear why CMS is
abandoning the CARE tool that took years to develop and was shown to
be a reliable and valid cross setting assessment tool. AHCA
recommends that the MAP consider outcome measures that rely on the
CARE tool components for self-care and mobility not process measures
that lack validity. (Submitted by: American Health Care
Association )
(Program: IMPACT Act Programs;
MUC ID: X4210) |
- CHA applauds CMS for engaging the Measures Application
Partnership Post-Acute Care Workgroup and the Coordinating Committee
in this process. CHA feels strongly that, while not mandated by the
IMPACT Act, CMS use of stakeholder workgroups, including but not
limited to the MAP, is critical to gathering input as well as giving
providers an early indication of the agency’s current thinking and
what they may expect going forward. We recognize that the timeline
for implementation is short and that we are on a very accelerated
schedule to meet the requirements for data collection and reporting.
With that said, CMS articulation of a phased approach to
implementation as discussed on the MAP workgroup call is one CHA
strongly supports. In reviewing three of the four measures under
consideration by the workgroup, CHA supports the MAP’s
recommendations summarized in Table 1 below. In general, we agree the
measures address the domains set forth in the IMPACT Act. With some
revisions as specified by the workgroup — in particular the falls
measure for home health — the measures are appropriate for inclusion
into each of the respective quality reporting programs. We ask that
CMS fully consider and evaluate each of the readmissions measures for
appropriate adjustment for socioeconomic status. We believe strongly
all of the readmissions measures should be reviewed by the special
committee of the NQF to determine whether risk adjustment is
needed. In addition, CHA is concerned that CMS has limited time to
make revisions to these measures and release measure specifications
in a timely way that would ensure accurate data collection by
providers. Therefore, we urge CMS to move as quickly as possible in
making information publicly available, so that providers can fully
evaluate the measure specifications prior to data collection and
begin to identify challenges that could be addressed prior to
implementation. Further, a number of changes may also be needed in
electronic medical records to ease data collection. (Submitted by:
California Hospital Association )
- Yes, under certain conditions: We support this measure and
suggest consideration of alignment with hospital readmission
measures. (Submitted by: America's Health Insurance Plans)
- We support this measure and suggest consideration of alignment
with hospital readmission measures. (Submitted by: America's Health
Insurance Plans)
- Various readmission measures have received various levels of
support and/or endorsement from NQF, but UDSMR is concerned that each
of these measures has its own set of criteria and does not represent
a standardized measure between the various PAC sites. Each PAC site
has a different time frame for data collection, and the
risk-adjustment methodologies were created in a site-specific manner.
We do not believe that this criteria meets the requirements of the
IMPACT Act, where collection and reporting of measures is
“standardized.” We also support AHA’s comments, made during the
public comment portion of the meeting, which noted the need to
consider risk-adjustment methodologies for various sociodemographic
factors that are beyond the control of the providers and their
ability to improve quality. There continues to be significant
concerns within the PAC industry related to readmissions and how they
are measured, and we are concerned that implementing these measures
without considering sociodemographic factors could lead to issues
with access to care. (Submitted by: Uniform Data System for Medical
Rehabilitation)
- APTA supports the concept of this measure. APTA would encourage
CMS to examine the potential to better align these measures across
the post-acute care settings. Additionally, APTA is concerned that
the risk adjustment methodologies for these measures do not account
for variables, such as sociodemographic factors or function, that may
impact the patient’s ability to remain independent following
discharge from the post-acute care settings. APTA supports the
continued work towards harmonized comprehensive readmissions measures
that include appropriate risk adjustment methodologies.
(Submitted by: American Physical Therapy Association (APTA))
- VNAA supports the use of this measure in home health care, but
recommends adequate risk adjustment for socio-economic and
demographic status. Socio-economic status is an important factor in
rehospitalization that should be adjusted for to protect patients
with low socio-economic status and to encourage appropriate care by
the providers who serve them. For this measure it would be important
that each of the post-acute providers have the same time frames for
their 30-day readmission. For example home health care readmission
data collection will capture patients who were admitted to home
care within 5 days from hospital discharge. (Submitted by:
VNAA)
- NAHC supports use of this measure, but continues to believe that
risk adjustment for socio-economic status is needed for this and
other measures of rehospitalization. There are numerous factors
associated with rehospitalization. Socio-economic status is an
important factor in rehospitalization that should be adjusted for to
protect patients with low socio-economic status and to encourage
appropriate care by the providers who serve them. NAHC requests
that the measures be restricted to Medicare Fee for Service patients
to align the data collection requirements with the other PAC
providers. (Submitted by: National Association for Home Care &
Hospice )
- National Quality Forum, Post-Acute Care MAP List of Ad Hoc
Measures under Consideration for the Improving Medicare Post-Acute
Care Transformation (IMPACT) Act of 2014 The American Occupational
Therapy Association (AOTA) is the national professional association
representing the interests of more than 185,000 occupational
therapists, students of occupational therapy, and occupational
therapy assistants. The practice of occupational therapy is
science-driven, evidence-based, and enables people of all ages to
live life to its fullest by promoting health and minimizing the
functional effects of illness, injury, and disability. Many
occupational therapy practitioners work in all of the post-acute and
acute care settings in which Medicare services are provided
including home health, skilled nursing facilities (SNF), long term
acute care hospitals, inpatient rehabilitation facilities (IRF) and
acute hospitals, all of which will be affected by the IMPACT law.
AOTA appreciates the opportunity to comment on the MAP measures
listed in The “List of Ad Hoc Measures under Consideration for the
Improving Medicare Post-Acute Care Transformation (IMPACT) Act of
2014”. As a preliminary matter, AOTA is concerned to read that each
of these four measures are intended to apply across all four
post-acute care settings because each of the measures were developed
with only one setting in mind, with considerations for the severity
and patient characteristics in that setting. It is not clear in
the “List of Ad Hoc Measures” that CMS will be required to
risk-adjust each of these four measures for each of the setting in
which the measure will be applied. For example, the pressure ulcer
measure, NQF#0768, was designed for use in the SNF setting based on
MDS data, not to use across settings. AOTA is concerned with the CMS
proposal to also apply this measure in home health, inpatient
rehabilitation settings, and long term care hospital settings. AOTA
urges NQF to require risk adjustment for all measures prior to using
these measures in post-acute care settings. (Submitted by: American
Occupational Therapy Association)
- The Alliance supports use of this measure, but continues to
believe that risk adjustment for socio-economic status is needed for
this and other measures of rehospitalization. There are numerous
factors associated with rehospitalization. Socio-economic status is
an important factor in rehospitalization that should be adjusted for
to protect patients with low socio-economic status and to encourage
appropriate care by the providers who serve them. In addition,
Alliance members are finding that there is a correlation between
rehospitalization rates and mental and behavioral health conditions.
To the extent possible, risk adjustment for these conditions should
be considered. The Alliance recommends use of this measure only in
the context of traditional Medicare. (Submitted by: Alliance for Home
Health Quality and Innovation)
- AHCA has concerns with the use of this measure for several
reasons. First, one of the primary purposes of the IMPACT Act is to
provide information to consumers for choice. This measure (NQF 2510)
only captures readmission rates for Medicare fee for service (FFS)
beneficiaries. For over three-quarters (approximately 9,800 of the
15,000+) skilled nursing facilities in the country, Medicare FFS
admissions comprise less than or equal to 70 percent of their total
admissions (see Table 1 below). Nearly 50% of SNFs have less
than or equal to 50 percent of their admissions as Medicare FFS (see
Table 1). In general, when data is not available on 30 to 50% or more
of a population; the measures may not be representative. So a FFS
Medicare only measure (which NQF #2510 is) will have missing data for
all non-Medicare FFS admissions. Thus, measure #2510 can provide
misleading information to the public when evaluating the readmission
rate for a SNF. Second, this measure captures readmissions that
occur both during and after SNF discharge. The IMPACT Act is
designed to address readmissions during the PAC stay not combine
readmissions occurring across different settings. Again, the purpose
of the IMPACT Act is to provide cross setting measures to compare
across settings and to provide information to the public for choice.
A measure that captures readmission measures after discharge from a
PAC setting, may be a good population based measure but aggregates
outcomes across settings and attributes them to one PAC setting. This
measure is not consistent with the intent of IMPACT Act.
Third, this measure does not capture hospital admissions classified
as observation status since it utilizes only Medicare Part A claims
and observation status are billed under Part B. Observation status
admissions contribute both to the morbidity of patients and consumer
costs and should be included in all PAC readmission measures. Fourth,
this measure uses a predicted actual for the numerator which adjusts
the actual readmission rate based on bed size. This has the effect
of muting differences in rates for smaller SNFs. It also makes
interpreting this measure much more difficult by providers, public
and payors. We recommend using the actual readmission rate in the
risk adjusted formula, not a predicated actual figure. Fifth, this
measure can only risk adjust for diagnoses and demographic
characteristics available on claims. However, diagnoses alone do not
capture illness severity. Additional clinical characteristics such as
functional status and clinical symptoms are strong predictors of
hospital readmissions and should be included in readmission measures.
This information can be found on PAC assessment tools but not
on claims. We recommend that MAP look at NQF endorsed measure #2375
(PointRight ® Pro 30™) before taking a position on measure #2510. NQF
measure #2375 is a MDS based measure that captures all patients
regardless of payor type and also observation admissions.
Additionally, it risk adjusts for functional and clinical symptoms as
well as demographics and diagnoses. Measure #2357 can be reconciled
with claims as an indicated requirement in the IMPACT Act. An article
published by researchers at Brown University compared MDS data with
Medicare Part A claims data showing that MDS information is
reliable and valid compared to claims (see JAMDA Rahman et al
Sensitivity and Specificity of the Minimum Data Set 3.0 Discharge
Data Relative to Medicare Claims. JAMDA 2014 Volume 15 (11) 775-852).
Table 1. The number of SNFs by the % of admissions that are Medicare
FFS % of Admissions # of Facilities % of Facilities that are Medicare
Exactly 0% 24 0% =10% 152 1% =20% 636 5% =30% 1,717 15% =40% 3,548
30% =50% 5,831 50% =60% 8,058 69% =70% 9,843 84% =80% 10,991 94% =90%
11,536 98% =100% 11,726 100% (Submitted by: American Health
Care Association )
(Program: IMPACT Act Programs; MUC ID: General) |
- C. Risk Adjustment and Case Mix Adjustment Should Account for
Regulatory Differences between Post-Acute Providers The IMPACT Act
requires that each of its quality and resource use measures be risk
adjusted “as determined appropriate by the Secretary [of the
Department of Health and Human Services].”4 The statutory text
illustrates the Act’s authors’ awareness of how important risk
adjustment is when comparing provider types on a cross-spectrum
basis. Specifically, adjusting for both the patient mix and case mix
profiles of different post-acute provider types helps to account for
the significant variance in the types of patients and conditions in
the post-acute spectrum. For example, every IRF patient is required
by regulation to have a need for and be expected to benefit from
at least 3 hours of intensive rehabilitation therapy per day.5
IRFs must also derive at least 60% of their case mix from a list of
specific conditions and diagnoses derived from a list of 13 medical
categories (known as the “60% Rule).6 These IRF-specific requirements
do not apply to other post-acute providers, but restrict the numbers
and types of patients IRFs can treat, thereby establishing unique
patient and case mix profiles for IRF providers. These regulatory
effects should be accounted for when developing IMPACT Act measures
that are to be applied equally across all post-acute providers. This
cross-spectrum dynamic demonstrates the need for MAP and CMS
to establish resource use and quality measures that are
well-calibrated to the particular patient mix and case mix profiles
of each type of post-acute provider, and that account not only for
traditional risk-adjustment parameters, such as geographical location
or case mix, but also for the existing regulatory environments that
govern each type of post-acute provider. Without such consideration,
measures could unfairly favor one type of post-acute provider over
another. We therefore respectfully recommend that MAP and CMS
consider how differing regulatory requirements create different
patient mix and case mix profiles for different types of post-acute
providers. D. Conclusion We appreciate the opportunity to
highlight these important dynamics surrounding the proposed IMPACT
Act measures regarding functional assessment and major falls. Given
the unique regulations governing IRFs, we believe our recommendations
and suggestions as contained in the comments above reflect
well-reasoned observations on how the proposed ad hoc measures should
be tailored in order to achieve the IMPACT Act’s goal of producing
true apples-to-apples comparative data across the spectrum of
post-acute providers. Thank you for your time and attention to our
comments on these measures. Should you wish to discuss the issues or
suggestions raised herein in further detail, please feel free to
contact me via phone or email (Submitted by:
HealthSouth)
- It is unclear how these measures can be evaluated and recommended
to be cross setting when we don’t know the single cross setting data
source to construct each measure. The IMPACT Act requires the use of
standardized assessment tools as the data source for measures. These
standardized assessment tools need to be incorporated into existing
setting specific assessment tools (OASIS, IRF-PIA and MDS). Yet, the
listed measures are based on assessment tools from only one PAC
setting. For example, the pressure ulcer measure NQF#0768 was
designed for use in the SNF setting and is based on MDS data. Does
the recommendation of this measure on the MAP list mean the MDS items
related to pressure ulcers will be used in OASIS and IRF-PIA? Second,
this list appears to have selectively picked NQF endorsed or
submitted measures to NQF for these PAC settings but does not
consider other NQF endorsed or submitted measures that are applicable
to the PAC setting and IMPACT act or the topics covered by this
proposed list. For example, NQF endorsed a SNF rehospitalization
measure (NQF # 2375) that is based on MDS data, which is consistent
with intent of IMPACT act to use information from standardized
assessment instruments at admission and discharge. However, the list
only includes a claims based SNF rehospitalization measure (NQF
#2510). Similarly, NQF is currently reviewing two risk adjusted
functional status measures: change in self-care (NQF #2613) and
change in mobility (NQF #2612) that are based on the CMS’s CARE tool.
However, none of these measures are included in this this list for
discussion and review. We believe that these measures must be
consider as they were developed to meet the intent and purpose of the
IMPACT Act of 2014. (Submitted by: American Health Care Association
)